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Advisor at WELLS FARGO ADVISORS
LEAWOOD, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Feb 25, 2021 | n/a | yes | LEAWOOD, KS | Current employment |
| Mariner | Bd affiliated wealth | Sep 23, 2016 | Aug 7, 2020 | no | OVERLAND PARK, KS|LEAWOOD, KS|OVERLAND PARK, KS | Previous registration |
| MARINER WEALTH ADVISORS | Former SEC adviser | Aug 27, 2014 | Mar 31, 2018 | no | OVERLAND PARK, KS|LEAWOOD, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Mariner | WELLS FARGO ADVISORS | Aug 7, 2020 | Feb 25, 2021 | 202 | Firm change | Ibd to wirehouse |
| MARINER WEALTH ADVISORS | Mariner | Mar 31, 2018 | Sep 23, 2016 | -554 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 170703:140195:KS:2018-03-31 | Mar 31, 2018 | Sep 23, 2016 | LEAWOOD, KS | Firm change after gap |