DFX Intelligence

Data Factory

N••• L••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

N••• L••••• O•••••

Advisor at M•••••• • N••••• A•••••••• L••

FAIRPORT, NY | Indian Land, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4297d0e-5104-564a-87a5-5efc68344a25

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 17, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• • N••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• • N••••• A•••••••• L••	Mixed wealth	Mar 14, 2022	n/a	yes	Indian Land, SC\|FAIRPORT, NY	Current employment
M••••• S•••••• I••••••••• M••••••••• I•••	Asset manager	Jul 26, 2018	Sep 7, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S•••••• I••••••••• M••••••••• I•••	M•••••• • N••••• A•••••••• L••	Sep 7, 2021	Mar 14, 2022	188	Firm change	Other
A•••••••• F•••• M••••••••• L••	M••••• S•••••• I••••••••• M••••••••• I•••	Jul 2, 2018

Relationships

Registered with (3)

→ M•••••• • N••••• A•••••••• L••Registered adviserregistration: current employment
Mar 14, 2022 to presentfactForm ADV
→ M••••• S•••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 26, 2018 to Sep 7, 2021factForm ADV
→ A•••••••• F•••• M••••••••• L••Registered adviserregistration: previous registration
Sep 17, 2007 to Jul 2, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4297d0e-5104-564a-87a5-5efc68344a25
First observed: Sep 17, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.