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RIA / WealthAdvisorCertified Financial Planner17 years in industry

JASON WILLIAM CARTER

Advisor at VERATIS ADVISORS, INC.

CARY, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 6, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VERATIS ADVISORS, INC.
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 16, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Mar 16, 2009
First registration: Oct 6, 2009
Dual registered: no
IAPD individual key: 5619691

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VERATIS ADVISORS, INC.	Institutional manager	Jan 9, 2017	n/a	yes	CARY, NC	Current employment
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Apr 11, 2013	Dec 27, 2016	no	SAN DIEGO, CA\|CARY, NC\|APEX, NC\|Cary, NC	Previous registration
TOWNSEND ASSET MANAGEMENT CORP.	Independent wealth	Feb 23, 2012	Jan 15, 2014	no	RALEIGH, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 3, 2010	Dec 22, 2011	no	CARY, NC	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Oct 6, 2009	Jun 29, 2010	no	MORRISVILLE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST ALLIED ADVISORY SERVICES, INC.	VERATIS ADVISORS, INC.	Dec 27, 2016	Jan 9, 2017	13	Firm change	Other
TOWNSEND ASSET MANAGEMENT CORP.	FIRST ALLIED ADVISORY SERVICES, INC.	Jan 15, 2014	Apr 11, 2013	-279	Firm change after gap	Other
LPL FINANCIAL LLC	TOWNSEND ASSET MANAGEMENT CORP.	Dec 22, 2011	Feb 23, 2012	63	Firm change	Other
HORNOR, TOWNSEND & KENT, LLC	LPL FINANCIAL LLC	Jun 29, 2010	Aug 3, 2010	35	Firm change	Other

Relationships

Registered with (5)

→ VERATIS ADVISORS, INC.Registered adviserregistration: current employment
Jan 9, 2017 to presentfactForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Apr 11, 2013 to Dec 27, 2016factForm ADV
→ TOWNSEND ASSET MANAGEMENT CORP.Registered adviserregistration: previous registration
Feb 23, 2012 to Jan 15, 2014factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 3, 2010 to Dec 22, 2011factForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Oct 6, 2009 to Jun 29, 2010factForm ADV

Dated events

No dated event names this entity yet.