DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jason William Carter
Certified Financial Planner
Feed of 09/14/2026
At current firm
9 y
since Jan 9, 2017
In the industry
17 y
since Mar 16, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Veratis Advisors, Inc. institutional currentsince Jan 9, 2017 · Cary, Nc
- First Allied Advisory Services, Inc. formerApr 11, 2013 to Dec 27, 2016 · San Diego, Ca
- Townsend Asset Management Corp. independent RIAFeb 23, 2012 to Jan 15, 2014 · Raleigh, Nc
- LPL Financial LLC BD affiliatedAug 3, 2010 to Dec 22, 2011 · Cary, Nc
- Hornor, Townsend & Kent, LLC independent RIAOct 6, 2009 to Jun 29, 2010 · Morrisville, Nc
Moves
a registration end followed by a registration begin elsewhere
- First Allied Advisory Services, Inc. to Veratis Advisors, Inc.left Dec 27, 2016, registered Jan 9, 2017 (13 days) · Other
- Townsend Asset Management Corp. to First Allied Advisory Services, Inc.left Jan 15, 2014, registered Apr 11, 2013 (-279 days) · Other
- LPL Financial LLC to Townsend Asset Management Corp.left Dec 22, 2011, registered Feb 23, 2012 (63 days) · Other
- Hornor, Townsend & Kent, LLC to LPL Financial LLCleft Jun 29, 2010, registered Aug 3, 2010 (35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address