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Advisor at FOCUS PARTNERS WEALTH, LLC
Nashville, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOCUS PARTNERS WEALTH, LLC | Independent wealth | May 1, 2024 | n/a | yes | Nashville, TN | Current employment |
| INTEROCEAN CAPITAL | Former SEC adviser | Oct 14, 2020 | Jul 30, 2024 | no | Chicago, IL|NASHVILLE, TN | Previous registration |
| INTEROCEAN CAPITAL, LLC | Former SEC adviser | Nov 23, 2005 | Oct 14, 2020 | no | CHICAGO, IL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jul 18, 2001 | Nov 29, 2005 | no | RIVERWOODS, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INTEROCEAN CAPITAL | FOCUS PARTNERS WEALTH, LLC | Jul 30, 2024 | May 1, 2024 | -90 | Firm change after gap | RIA to RIA |
| INTEROCEAN CAPITAL, LLC | INTEROCEAN CAPITAL | Oct 14, 2020 | Oct 14, 2020 | 0 | Channel change | RIA to RIA |
| MORGAN STANLEY DW INC. | INTEROCEAN CAPITAL, LLC | Nov 29, 2005 | Nov 23, 2005 | -6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 310369:159289:TN:2024-07-30 | Jul 30, 2024 | May 1, 2024 | NASHVILLE, TN | Firm change after gap |
| 136887:310369:IL:2020-10-14 | Oct 14, 2020 | Oct 14, 2020 | CHICAGO, IL | Firm change |