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Advisor at OSAIC WEALTH, INC.
Mashpee, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jul 14, 2021 | n/a | yes | Mashpee, MA | Current employment |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Dec 16, 2014 | Jul 7, 2021 | no | SO. DENNIS, MA|PLYMOUTH, MA|MARSTONS MILLS, MA|SO YARMOUTH, MA|SOUTH YARMOUTH, MA|SOUTH YARMOUTH, MA|HARWICH, MA|ORLEANS, MA|SOUTH DENNIS, MA|SO. DENNIS, MA|SOUTH DENNIS, MA|JOHNSTON, RI|BRAINTREE, MA|JOHNSTON, RI|ORLEANS, MA | Previous registration |
| SANTANDER SECURITIES | Bd affiliated wealth | Nov 25, 2013 | Dec 3, 2014 | no | Falmouth, MA|Edgartown, MA|EDGARTOWN, MA|MASHPEE, MA|Oak Bluffs, MA|CHILMARK, MA|VINEYARD HAVEN, MA|LEXINGTON, MA|Worcester, MA|VINEYARD HAVEN, MA|Framingham, MA|NANTUCKET, MA|NANTUCKET, MA|NANTUCKET, MA|CHATHAM, MA|Orleans, MA|MASHPEE, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIZENS SECURITIES, INC. | OSAIC WEALTH, INC. | Jul 7, 2021 | Jul 14, 2021 | 7 | Firm change | Ibd to ibd |
| SANTANDER SECURITIES | CITIZENS SECURITIES, INC. | Dec 3, 2014 | Dec 16, 2014 | 13 | Firm change | Other |