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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PEPPER PIKE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 6, 2016 | n/a | yes | PEPPER PIKE, OH | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 18, 2014 | Aug 17, 2016 | no | Pepper Pike, OH | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Feb 20, 2007 | Jul 11, 2014 | no | Cleveland, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 28, 2002 | Feb 22, 2007 | no | PEPPER PIKE, OH|PEPPER PIKE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 17, 2016 | Sep 6, 2016 | 20 | Firm change | Wirehouse to wirehouse |
| J.P. MORGAN SECURITIES LLC | MORGAN STANLEY | Jul 11, 2014 | Jun 18, 2014 | -23 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Feb 22, 2007 | Feb 20, 2007 | -2 | Firm change | Wirehouse to wirehouse |