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Registered advisor
S•••• M••••• L••••••
Feed of 09/14/2026
Also filed as S•••• M••••• Messenger
At current firm
10 y
since Sep 6, 2016
In the industry
25 y
since Oct 2, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Sep 6, 2016 · Pepper Pike, Oh
- M••••• S•••••• wirehouseJun 18, 2014 to Aug 17, 2016 · Pepper Pike, Oh
- J••• M••••• S••••••••• L•• wirehouseFeb 20, 2007 to Jul 11, 2014 · Cleveland, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 28, 2002 to Feb 22, 2007 · Pepper Pike, Oh
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 17, 2016, registered Sep 6, 2016 (20 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• L•• to M••••• S••••••left Jul 11, 2014, registered Jun 18, 2014 (-23 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Feb 22, 2007, registered Feb 20, 2007 (-2 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address