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Advisor at EAST END FINANCIAL GROUP, INC.
RIVERHEAD, NY | EAST HAMPTON, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Oct 11, 2024 | n/a | yes | EAST HAMPTON, NY|RIVERHEAD, NY | Current employment |
| EAST END FINANCIAL GROUP, INC. | Independent wealth | Jun 11, 2021 | n/a | yes | RIVERHEAD, NY | Current employment |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | Aug 29, 2017 | Oct 11, 2024 | no | HOLBROOK, NY | Previous registration |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Mar 26, 2013 | Aug 7, 2017 | no | SOUTHAMPTON, NY|HAMPTON BAYS, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 24, 2011 | Mar 14, 2013 | no | SOUTHAMPTON, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERICAN PORTFOLIOS ADVISORS, INC | EAST END FINANCIAL GROUP, INC. | Oct 11, 2024 | Jun 11, 2021 | -1,218 | Firm change after gap | Ibd to RIA |
| HSBC SECURITIES (USA) INC. | AMERICAN PORTFOLIOS ADVISORS, INC | Aug 7, 2017 | Aug 29, 2017 | 22 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | HSBC SECURITIES (USA) INC. | Mar 14, 2013 | Mar 26, 2013 | 12 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112697:110584:NY:2024-10-11 | Oct 11, 2024 | Jun 11, 2021 | HOLBROOK, NY | Firm change after gap |