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Advisor at AE WEALTH MANAGEMENT, LLC
Mansfield, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Jan 9, 2024 | n/a | yes | Mansfield, TX | Current employment |
| TRIUMPH WEALTH ADVISORS, INC. | Former SEC adviser | Nov 6, 2018 | Feb 2, 2024 | no | Mansfield, TX|ACWORTH, GA|Mansfield, TX | Previous registration |
| REGAL INVESTMENT ADVISORS LLC | Bd affiliated wealth | Oct 5, 2015 | Oct 31, 2018 | no | Mansfield, TX|KENTWOOD, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRIUMPH WEALTH ADVISORS, INC. | AE WEALTH MANAGEMENT, LLC | Feb 2, 2024 | Jan 9, 2024 | -24 | Firm change | RIA to ibd |
| REGAL INVESTMENT ADVISORS LLC | TRIUMPH WEALTH ADVISORS, INC. | Oct 31, 2018 | Nov 6, 2018 | 6 | Firm change | Ibd to RIA |