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Advisor at TRANSAMERICA FINANCIAL ADVISORS, LLC
Boise, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Oct 28, 2019 | n/a | yes | Boise, ID | Current employment |
| ENLIGHTENED FINANCE LLC | Former SEC adviser | May 7, 2018 | Oct 28, 2019 | no | Encino, CA | Previous registration |
| TRUSTEE EMPOWERMENT & PROTECTION, INC. | Institutional manager | Feb 11, 2014 | Sep 4, 2018 | no | ENCINO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ENLIGHTENED FINANCE LLC | TRANSAMERICA FINANCIAL ADVISORS, LLC | Oct 28, 2019 | Oct 28, 2019 | 0 | Firm change | RIA to ibd |
| TRUSTEE EMPOWERMENT & PROTECTION, INC. | ENLIGHTENED FINANCE LLC | Sep 4, 2018 | May 7, 2018 | -120 | Firm change after gap | Other |