DFX Intelligence

X••• Q•• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

X••• Q•• K••••••••

Advisor at C•••••••• G••••• M•••••• I•••

NEW YORK, NY | New York, NY

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Search this name across graphsid dfx:ria:b507f92e-d699-c9cc-fba6-35f41d430ea9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 9, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 9, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Jan 26, 2026	n/a	yes	New York, NY\|New York, NY\|NEW YORK, NY	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Apr 12, 2021	Jul 17, 2025	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|New York, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	C•••••••• G••••• M•••••• I•••	Jul 17, 2025	Jan 26, 2026	193	Firm change	Ibd to ibd
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C••••• I••••••••• A••••••• L••	Dec 31, 2014	Apr 12, 2021

Relationships

Registered with (7)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: current employment
Jan 26, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Apr 12, 2021 to Jul 17, 2025factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Nov 1, 2011 to Dec 31, 2014factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

Occurred
Jul 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b507f92e-d699-c9cc-fba6-35f41d430ea9
First observed: Apr 9, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.