X••• Q•• K••••••••

C•••••••• G••••• M•••••• I•••BD affiliatedNew York, Ny dual registrantIAPD 5076489

Feed of 09/15/2026

Also filed as X••• Q•• K••••••••• Q• K••••••••• K••••••••

At current firm

0 y

since Jan 26, 2026

In the industry

19 y

since Apr 9, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• G••••• M•••••• I••• BD affiliated current
since Jan 26, 2026 · New York, Ny
C••••• I••••••••• A••••••• L•• BD affiliated
Apr 12, 2021 to Jul 17, 2025 · New York, Ny
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Nov 1, 2011 to Dec 31, 2014 · New York, Ny
C•••• I••••••••• S••••••• C•••• former
Apr 30, 2010 to Oct 3, 2011 · New York, Ny
U•• F•••••••• S••••••• I••• wirehouse
Jan 1, 2010 to Apr 29, 2010 · New York, Ny
U•• I••••••••• I••• unclassified
Nov 16, 2009 to Jan 1, 2010 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 9, 2007 to Apr 1, 2009 · Princeton, Nj

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to C•••••••• G••••• M•••••• I•••
left Jul 17, 2025, registered Jan 26, 2026 (193 days) · Affiliated broker-dealer or bank to another
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••• I••••••••• A••••••• L••
left Dec 31, 2014, registered Apr 12, 2021 (2294 days) · Other
C•••• I••••••••• S••••••• C•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Oct 3, 2011, registered Nov 1, 2011 (29 days) · Other
U•• F•••••••• S••••••• I••• to C•••• I••••••••• S••••••• C••••
left Apr 29, 2010, registered Apr 30, 2010 (1 days) · Other
U•• I••••••••• I••• to U•• F•••••••• S••••••• I•••
left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• I••••••••• I•••
left Apr 1, 2009, registered Nov 16, 2009 (229 days) · Other

Signals

••• Locked
Jul 17, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address