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D•••• M••••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

D•••• M••••••• K•••••

Advisor at L•• F•••••••• L••

BOCA RATON, FL | FLORENCE, NJ

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Search this name across graphsid dfx:ria:b51fbea1-e764-73d7-40b8-a43c46d8ecd3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jul 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 14, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 1, 2026	n/a	yes	FLORENCE, NJ\|BOCA RATON, FL	Current employment
N••• F•••••••• G••••• I•••	Former SEC adviser	Apr 20, 2018	Jul 10, 2025	no	Millstone Township, NJ\|WEST CHESTER, PA\|ROBINSVILLE, NJ\|Florence, NJ\|Houston, TX\|Boca Raton, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	L•• F•••••••• L••	Jul 10, 2025	Jan 1, 2026	175	Bulk transfer	Ibd to ibd
C••••••• S••••••••• I•••	N••• F•••••••• G••••• I•••	Apr 17, 2018	Apr 20, 2018

Relationships

Registered with (7)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Apr 20, 2018 to Jul 10, 2025factForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 8, 2018 to Apr 17, 2018factForm ADV
→ I• A••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b51fbea1-e764-73d7-40b8-a43c46d8ecd3
First observed: Jul 24, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.