DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D•••• M••••••• K•••••
Feed of 09/14/2026
Also filed as Deena Michelle Saperstein
At current firm
0 y
since Jan 1, 2026
In the industry
41 y
since Feb 14, 1985 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 1, 2026 · Florence, Nj
- N••• F•••••••• G••••• I••• formerApr 20, 2018 to Jul 10, 2025 · Millstone Township, Nj
- C••••••• S••••••••• I••• BD affiliatedFeb 8, 2018 to Apr 17, 2018 · Conshohocken, Pa
- N••• F•••••••• G••••• I••• formerJan 2, 2014 to Dec 5, 2017 · Cherry Hill, Nj
- I• A••••••• S•••••••• I••• formerJun 2, 2006 to Dec 31, 2013 · Bridgewater, Nj
- T•• I••••••••• C•••••• I••• unclassifiedMay 24, 2004 to Jun 2, 2006 · Bridgewater, Nj
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to May 27, 2004 · Princeton, Nj
- P••••••••• E••••• G••••• L•• unclassifiedJul 24, 2002 to Jul 1, 2003 · Princeton, Nj
Moves
a registration end followed by a registration begin elsewhere
- N••• F•••••••• G••••• I••• to L•• F•••••••• L••left Jul 10, 2025, registered Jan 1, 2026 (175 days) · corporate re-registration, not a move
- C••••••• S••••••••• I••• to N••• F•••••••• G••••• I•••left Apr 17, 2018, registered Apr 20, 2018 (3 days) · Affiliated broker-dealer or bank to independent RIA
- N••• F•••••••• G••••• I••• to C••••••• S••••••••• I•••left Dec 5, 2017, registered Feb 8, 2018 (65 days) · Other
- I• A••••••• S•••••••• I••• to N••• F•••••••• G••••• I•••left Dec 31, 2013, registered Jan 2, 2014 (2 days) · Other
- T•• I••••••••• C•••••• I••• to I• A••••••• S•••••••• I•••left Jun 2, 2006, registered Jun 2, 2006 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to T•• I••••••••• C•••••• I•••left May 27, 2004, registered May 24, 2004 (-3 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address