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Advisor at SEASONS OF ADVICE WEALTH MANAGEMENT
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SEASONS OF ADVICE WEALTH MANAGEMENT | Independent wealth | Nov 3, 2020 | n/a | yes | New York, NY | Current employment |
| SEASONS OF ADVICE WEALTH MANAGEMENT, LLC | Former SEC adviser | Feb 7, 2017 | Nov 2, 2020 | no | NEW YORK, NY | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 11, 2012 | Jan 9, 2017 | no | NEW YORK, NY | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Oct 31, 2002 | Dec 20, 2012 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SEASONS OF ADVICE WEALTH MANAGEMENT, LLC | SEASONS OF ADVICE WEALTH MANAGEMENT | Nov 2, 2020 | Nov 3, 2020 | 1 | Channel change | RIA to new firm |
| AMERIPRISE FINANCIAL SERVICES, LLC | SEASONS OF ADVICE WEALTH MANAGEMENT, LLC | Jan 9, 2017 | Feb 7, 2017 | 29 | Firm change | Ibd to new firm |
| RBC CAPITAL MARKETS, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Dec 20, 2012 | Dec 11, 2012 | -9 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 285925:310448:NY:2020-11-02 | Nov 2, 2020 | Nov 3, 2020 | NEW YORK, NY | Firm change |
| 6363:285925:NY:2017-01-09 | Jan 9, 2017 | Feb 7, 2017 | NEW YORK, NY | Firm change |