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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

SCOTT STEPHEN CHAISSON

Advisor at COMPASS CAPITAL CORPORATION

BRAINTREE, MA

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Search this name across graphsid dfx:ria:b53b3e59-0d1c-8ed7-3e77-d24e1b6dc762

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMPASS CAPITAL CORPORATION
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 11, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 11, 1993
First registration: Aug 11, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 2353375

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMPASS CAPITAL CORPORATION	Independent wealth	Aug 6, 2015	n/a	yes	BRAINTREE, MA	Current employment
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	Former SEC adviser	Jul 20, 2012	Nov 24, 2014	no	MIAMI, FL	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	May 29, 2009	Oct 15, 2009	no	NORTH PALM BEACH, FL\|SARASOTA, FL	Previous registration
STANFORD GROUP COMPANY	n/a	May 15, 2006	Mar 16, 2009	no	BOCA RATON, FL\|MIAMI, FL	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	May 2, 2006	no	BOCA RATON, FL\|BOCA RATON, FL\|BOCA RATON, FL\|WEST PALM BEACH, FL\|JUPITER, FL\|STUART, FL\|VERO BEACH, FL\|PALM BEACH GARDENS, FL\|BOYNTON BEACH, FL\|OKEECHOBEE, FL\|BOCA RATON, FL\|PORT ST. LUCIE, FL\|DELRAY BEACH, FL\|BOCA RATON, FL\|BOCA RATON, FL\|LAKE WORTH, FL	Previous registration
QUICK & REILLY, INC.	n/a	Aug 11, 2004	Oct 20, 2004	no	BEDFORD, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	COMPASS CAPITAL CORPORATION	Nov 24, 2014	Aug 6, 2015	255	Firm change	Other
OPPENHEIMER & CO. INC.	CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	Oct 15, 2009	Jul 20, 2012	1,009	Firm change after gap	Other
STANFORD GROUP COMPANY	OPPENHEIMER & CO. INC.	Mar 16, 2009	May 29, 2009	74	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	STANFORD GROUP COMPANY	May 2, 2006	May 15, 2006	13	Firm change	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other

Relationships

Registered with (6)

→ COMPASS CAPITAL CORPORATIONRegistered adviserregistration: current employment
Aug 6, 2015 to presentfactForm ADV
→ CAPITAL GUARDIAN WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 20, 2012 to Nov 24, 2014factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
May 29, 2009 to Oct 15, 2009factForm ADV
→ STANFORD GROUP COMPANYRegistered adviserregistration: previous registration
May 15, 2006 to Mar 16, 2009factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to May 2, 2006factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Aug 11, 2004 to Oct 20, 2004factForm ADV

Dated events

No dated event names this entity yet.