RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• S•••••• C•••••••
- Direct business phone
- 978-686-4100reportedcompassfinancialservicesgroup.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- C•••••• C•••••• C••••••••• independent RIA currentsince Aug 6, 2015 · Braintree, Ma
- C•••••• G••••••• W••••• M••••••••• L•• formerJul 20, 2012 to Nov 24, 2014 · Miami, Fl
- O••••••••• • C•• I••• BD affiliatedMay 29, 2009 to Oct 15, 2009 · North Palm Beach, Fl
- S••••••• G•••• C•••••• unclassifiedMay 15, 2006 to Mar 16, 2009 · Boca Raton, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to May 2, 2006 · Boca Raton, Fl
- Q•••• • R•••••• I••• unclassifiedAug 11, 2004 to Oct 20, 2004 · Bedford, Ma
- C•••••• G••••••• W••••• M••••••••• L•• to C•••••• C•••••• C•••••••••left Nov 24, 2014, registered Aug 6, 2015 (255 days) · Other
- O••••••••• • C•• I••• to C•••••• G••••••• W••••• M••••••••• L••left Oct 15, 2009, registered Jul 20, 2012 (1009 days) · Other
- S••••••• G•••• C•••••• to O••••••••• • C•• I•••left Mar 16, 2009, registered May 29, 2009 (74 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to S••••••• G•••• C••••••left May 2, 2006, registered May 15, 2006 (13 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address