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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

BRIAN DUDLEY

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

PLYMOUTH, MN | BURLINGTON, MA

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Search this name across graphsid dfx:ria:b555e995-dfdc-253d-e097-836a553d9d22

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 22, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 17, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 17, 2006
First registration: Aug 22, 2006
Dual registered: yes, broker-dealer
Other names: BRIAN DUDLEY|BRIAN Richard DUDLEY
IAPD individual key: 5157859

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Sep 22, 2022	n/a	yes	BURLINGTON, MA\|PLYMOUTH, MN	Current employment
PINNACLE PRIVATE WEALTH, LLC	Former SEC adviser	Dec 15, 2016	Sep 22, 2022	no	BURLINGTON, MA	Previous registration
SANTANDER SECURITIES	Bd affiliated wealth	Sep 26, 2012	Dec 21, 2016	no	Wakefield, MA\|PLYMOUTH, MA\|Waltham, MA\|Waltham, MA\|Wakefield, MA\|Melrose, MA\|Bedford, MA\|Melrose, MA\|Belmont, MA\|LEXINGTON, MA\|Somerville, MA\|Cambridge, MA\|Boston, MA\|Bedford, MA\|Belmont, MA\|Burlington, MA\|Burlington, MA\|Belmont, MA\|Worcester, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 29, 2009	Sep 19, 2012	no	BEDFORD, MA\|LYNNFIELD, MA\|BELMONT, MA\|WEST ROXBURY, MA\|SAUGUS, MA\|LEXINGTON, MA\|SAUGUS, MA\|BELMONT, MA\|MELROSE, MA\|WAKEFIELD, MA\|MELROSE, MA\|MELROSE, MA\|LEXINGTON, MA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Aug 22, 2006	Nov 20, 2007	no	BURLINGTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PINNACLE PRIVATE WEALTH, LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Sep 22, 2022	Sep 22, 2022	0	Firm change	RIA to ibd
SANTANDER SECURITIES	PINNACLE PRIVATE WEALTH, LLC	Dec 21, 2016	Dec 15, 2016	-6	Firm change	Other
LPL FINANCIAL LLC	SANTANDER SECURITIES	Sep 19, 2012	Sep 26, 2012	7	Bulk transfer	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	LPL FINANCIAL LLC	Nov 20, 2007	Apr 29, 2009	526	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
170315:116407:MA:2022-09-22	Sep 22, 2022	Sep 22, 2022	BURLINGTON, MA	Firm change
41791:170315:MA:2016-12-21	Dec 21, 2016	Dec 15, 2016	WORCESTER, MA	Firm change

Relationships

Registered with (5)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Sep 22, 2022 to presentfactForm ADV
→ PINNACLE PRIVATE WEALTH, LLCRegistered adviserregistration: previous registration
Dec 15, 2016 to Sep 22, 2022factForm ADV
→ SANTANDER SECURITIESRegistered adviserregistration: previous registration
Sep 26, 2012 to Dec 21, 2016factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 29, 2009 to Sep 19, 2012factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 22, 2006 to Nov 20, 2007factForm ADV

Dated events

Occurred
Sep 22, 2022
Advisor changed firm
Brian Dudley left Pinnacle Private Wealth, Llc for Wealth Enhancement Advisory Services, Llc (registered 2022-09-22)
Form ADVobserved 5 days ago