RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• K•••• V•••
- L•• E••••••••• L•• BD affiliated currentsince Nov 17, 2025 · Downers Grove, Il
- M••••••••• F•••••••• A•••••••• L•• independent RIAJul 9, 2019 to Sep 18, 2024 · Downers Grove, Il
- R••••••••• W••••• L•• independent RIAMar 20, 2017 to Dec 31, 2017 · Oakbrook, Il
- R••••••••• W••••• L•• independent RIAMar 20, 2017 to Jul 25, 2018 · Oakbrook, Il
- E•••• S••••••••• L•• BD affiliatedOct 28, 2016 to Feb 21, 2017 · Downers Grove, Il
- M••••••••• F•••••••• A•••••••• L•• to L•• E••••••••• L••left Sep 18, 2024, registered Nov 17, 2025 (425 days) · RIA to affiliated broker-dealer or bank
- R••••••••• W••••• L•• to M••••••••• F•••••••• A•••••••• L••left Jul 25, 2018, registered Jul 9, 2019 (349 days) · RIA to RIA
- E•••• S••••••••• L•• to R••••••••• W••••• L••left Feb 21, 2017, registered Mar 20, 2017 (27 days) · Other
- R••• K•••• V••• left M••••••••• F•••••••• A•••••••• L•• for L•• E••••••••• L•• (registered 2025-11-17)Sep 18, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address