DFX Intelligence

W••••• J••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

W••••• J••• M•••••

Advisor at A•••••••• C•••••• L••

LA JOLLA, CA | Hopewell Junction, NY

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Search this name across graphsid dfx:ria:b5716f25-0eaf-86c8-3665-0e454e112681

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 2, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 12, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• C•••••• L••	Independent wealth	Sep 8, 2025	n/a	yes	Hopewell Junction, NY\|LA JOLLA, CA	Current employment
C•••••• W••••• M••••••••• L••	Independent wealth	Feb 4, 2022	Sep 8, 2025	no	New York, NY\|New York, NY\|NAPERVILLE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• W••••• M••••••••• L••	A•••••••• C•••••• L••	Sep 8, 2025	Sep 8, 2025	0	Firm change	RIA to RIA
C•••••• S••••• • C••• I•••	C•••••• W••••• M••••••••• L••	Jan 28, 2022	Feb 4, 2022

Relationships

Registered with (5)

→ A•••••••• C•••••• L••Registered adviserregistration: current employment
Sep 8, 2025 to presentfactForm ADV
→ C•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 4, 2022 to Sep 8, 2025factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jul 24, 2015 to Jan 28, 2022factForm ADV
→ E•••••• C•••••• M••••••••• L••

Dated events

Occurred
Sep 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b5716f25-0eaf-86c8-3665-0e454e112681
First observed: Sep 2, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.