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Advisor at WELLS FARGO ADVISORS
RENO, NV | CHICO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Aug 21, 2026 | n/a | yes | CHICO, CA|RENO, NV | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jul 31, 2012 | Aug 25, 2026 | no | CHICO, CA|CHICO, CA|CHICO, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Jul 30, 2012 | no | CHICO, CA|ROSEVILLE, CA|RED BLUFF, CA|CHICO, CA|CHICO, CA|CHICO, CA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | May 12, 1998 | Oct 23, 2009 | no | CHICO, CA|CHICO, CA|CHICO, CA|COLUSA, CA|CORNING, CA|PARADISE, CA|RED BLUFF, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | WELLS FARGO ADVISORS | Aug 25, 2026 | Aug 21, 2026 | -4 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jul 30, 2012 | Jul 31, 2012 | 1 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:11025:CA:2026-08-25 | Aug 25, 2026 | Aug 21, 2026 | CHICO, CA | Firm change |