DFX Intelligence

T••••• D•••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

T••••• D•••• T••••

Advisor at F•••••••• F•••••••• P••••••• L••

WILLOW SPRING, NC

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Search this name across graphsid dfx:ria:b58edd5a-5514-f6c9-97c2-dcf18beda4d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 27, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• F•••••••• P••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• F•••••••• P••••••• L••	State registered	Sep 16, 2020	n/a	yes	WILLOW SPRING, NC	Current employment
S••••••• F•••••••• P•••••••• L••	State registered	Jan 30, 2019	Aug 10, 2020	no	DURHAM, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• P•••••••• L••	F•••••••• F•••••••• P••••••• L••	Aug 10, 2020	Sep 16, 2020	37	Firm change	Other
R•••••• C•••••• M••••••••• I•••	S••••••• F•••••••• P•••••••• L••	Jul 23, 2018	Jan 30, 2019

Relationships

Registered with (4)

→ F•••••••• F•••••••• P••••••• L••Registered adviserregistration: current employment
Sep 16, 2020 to presentfactForm ADV
→ S••••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Jan 30, 2019 to Aug 10, 2020factForm ADV
→ R•••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 9, 2018 to Jul 23, 2018factForm ADV
→ C••••••••• W•••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b58edd5a-5514-f6c9-97c2-dcf18beda4d6
First observed: Jul 27, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.