RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• D•••• T••••
- F•••••••• F•••••••• P••••••• L•• state registered currentsince Sep 16, 2020 · Willow Spring, Nc
- S••••••• F•••••••• P•••••••• L•• state registeredJan 30, 2019 to Aug 10, 2020 · Durham, Nc
- R•••••• C•••••• M••••••••• I••• independent RIAApr 9, 2018 to Jul 23, 2018 · Cary, Nc
- C••••••••• W•••••• L•• independent RIAJul 27, 2017 to Dec 4, 2017 · Chapel Hill, Nc
- S••••••• F•••••••• P•••••••• L•• to F•••••••• F•••••••• P••••••• L••left Aug 10, 2020, registered Sep 16, 2020 (37 days) · Other
- R•••••• C•••••• M••••••••• I••• to S••••••• F•••••••• P•••••••• L••left Jul 23, 2018, registered Jan 30, 2019 (191 days) · RIA to a state-registered adviser
- C••••••••• W•••••• L•• to R•••••• C•••••• M••••••••• I•••left Dec 4, 2017, registered Apr 9, 2018 (126 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address