DFX Intelligence

D•••••• D••••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

D•••••• D••••••• P•••••

Advisor at F•••••••

Greensboro, NC | NEW YORK, NY

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Search this name across graphsid dfx:ria:b5a53a88-1859-b4fc-2318-2037179671e1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 21, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••	Independent wealth	Sep 27, 2023	n/a	yes	Greensboro, NC\|NEW YORK, NY	Current employment
A••••• I••••••••• L••	Independent wealth	Mar 3, 2022	Jun 1, 2023	no	New York, NY\|SANTA BARBARA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• I••••••••• L••	F•••••••	Jun 1, 2023	Sep 27, 2023	118	Firm change	RIA to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	A••••• I••••••••• L••	Feb 2, 2022	Mar 3, 2022

Relationships

Registered with (4)

→ F•••••••Registered adviserregistration: current employment
Sep 27, 2023 to presentfactForm ADV
→ A••••• I••••••••• L••Registered adviserregistration: previous registration
Mar 3, 2022 to Jun 1, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 23, 2019 to Feb 2, 2022factForm ADV
→ E•••• • Y•••• I••••••••• A••••••• L••

Dated events

Occurred
Jun 1, 2023
Advisor changed firm
D•••••• D••••••• P••••• left A••••• I••••••••• L•• for Fruitful (registered 2023-09-27)
Form ADVobserved 7 days ago
Occurred
Feb 2, 2022
Advisor changed firm
D•••••• D••••••• P••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for A••••• I••••••••• L•• (registered 2022-03-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b5a53a88-1859-b4fc-2318-2037179671e1
First observed: Dec 21, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.