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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

FRUITFUL

FRUITFUL ADVISORY, LLC, CRD 322603

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f610d186-4dcf-45ec-15d5-cf191580c80c

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 14
On other graphs: 0
Observed: Aug 3, 2022 to Jul 1, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $25.2MItem 5.F on the latest filing (2026-07-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $25.2M
Private client RAUM: $25.2MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 18
RAUM per advisor: $1.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 44
Advisory employees: 17
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 620
Individual clients: 350
High net worth clients: 1
SEC number: 801-126497
CRD: 322603
Filings on the tape: 19
First filed: Aug 3, 2022
Latest filed: Jul 1, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
REBECCA BRADSHAW PALMER	Certified Financial Planner	Camarillo, CA \| NEW YORK, NY	4	11	3	no
ANDREW R ROTZ	Certified Financial Planner	Apex, NC \| NEW YORK, NY	3	12	1	no
COLIN BARRETT BISHOP	Certified Financial Planner	Columbus, OH \| NEW YORK, NY	3	13	2	no
Raquel De'ka Tennant	Certified Financial Planner	NEW YORK, NY \| Laurel, MD	2	11	1	no
Durriya Danielle Pierce	Certified Financial Planner	Greensboro, NC \| NEW YORK, NY	2	13	3	no
Brianna Shea Sullivan	Certified Financial Planner	NEW YORK, NY \| Pittsburgh, PA	2	13	1	no
ANDREA JOY EASTERLING	Certified Financial Planner	Portland, OR \| NEW YORK, NY	2	10	5	no
MATTHEW JUSTIN BECKER	Certified Financial Planner	Gulf Breeze, FL \| NEW YORK, NY	2	12	1	no
Naima Nefertari Barnes Bush	Certified Financial Planner\|Chartered Financial Consultant	NEW YORK, NY \| Falls Church, VA	2	10	2	no
WARIS CHRISTOPHER RAHEMTULLA	Certified Financial Planner\|Chartered Financial Consultant	NEW YORK, NY \| Sewell, NJ	2	12	3	no
ALLISON MASOERO HERSHEY	Certified Financial Planner	NEW YORK, NY \| Philidelphia, PA	1	10	3	no
NAOMI JACQUELYN PARHAM	Certified Financial Planner	NEW YORK, NY \| Upper Marlboro, MD	1	12	1	no
Angela Mahagoni Moore	Certified Financial Planner	Orlando, FL \| NEW YORK, NY	1	17	3	no
Sanchi Ranyal	Certified Financial Planner	NEW YORK, NY \| Denver, CO	1	14	1	no
Jack Earl Clemans	Certified Financial Planner	NEW YORK, NY \| Melissa, TX	1	21	3	no
David Abraham Alicea	Certified Financial Planner	NEW YORK, NY \| College Park, MD	0	12	n/a	no
Amanda Marie Eimers	Certified Financial Planner	NEW YORK, NY \| Havre de Grace, MD	0	15	3	no
Grant Robert Hall	Certified Financial Planner	Bartlett, TN \| NEW YORK, NY	0	12	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FRUITFUL INC	Owner	E	yes	04/2024	Apr 30, 2024	Jun 7, 2024
LEWIS, SAM	President	Na	yes	03/2024	Mar 29, 2024	Jun 7, 2024
COLPAS, LILIAN	CHIEF COMPLIANCE OFFICER	Na	no	06/2024	Jun 7, 2024	Jun 7, 2024
ECC BRANCH LLC	Owner	D	no	07/2021	Aug 3, 2022	Jun 7, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026	$25.2M	$25.2M	44	17	1	n/a	n/a
2023	Mar 29, 2024	$1.4M	$1.4M	29	10	0	n/a	n/a
2022	Feb 14, 2023	n/a	n/a	11	4	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	1	2	5.6%	0	0	0	17	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$25.2M	n/a	n/a	n/a	n/a	44	n/a	1	n/a

Relationships

Registered with (23)

← Grant Robert HallAdvisorregistration: current employment
Jun 3, 2026 to presentfactForm ADV
← Amanda Marie EimersAdvisorregistration: current employment
May 14, 2026 to presentfactForm ADV
← David Abraham AliceaAdvisorregistration: current employment
Apr 29, 2026 to presentfactForm ADV
← Jack Earl ClemansAdvisorregistration: current employment
Sep 16, 2025 to presentfactForm ADV
← Sanchi RanyalAdvisorregistration: current employment
May 19, 2025 to presentfactForm ADV
← Angela Mahagoni MooreAdvisorregistration: current employment
Apr 11, 2025 to presentfactForm ADV
← NAOMI JACQUELYN PARHAMAdvisorregistration: current employment
Nov 22, 2024 to presentfactForm ADV
← ALLISON MASOERO HERSHEYAdvisorregistration: current employment
Oct 15, 2024 to presentfactForm ADV
← WARIS CHRISTOPHER RAHEMTULLAAdvisorregistration: current employment
May 31, 2024 to presentfactForm ADV
← Naima Nefertari Barnes BushAdvisorregistration: current employment
May 29, 2024 to presentfactForm ADV
← MATTHEW JUSTIN BECKERAdvisorregistration: current employment
Feb 29, 2024 to presentfactForm ADV
← ANDREA JOY EASTERLINGAdvisorregistration: current employment
Jan 16, 2024 to presentfactForm ADV
← Brianna Shea SullivanAdvisorregistration: current employment
Jan 11, 2024 to presentfactForm ADV
← Durriya Danielle PierceAdvisorregistration: current employment
Sep 27, 2023 to presentfactForm ADV
← Raquel De'ka TennantAdvisorregistration: current employment
Sep 26, 2023 to presentfactForm ADV
← COLIN BARRETT BISHOPAdvisorregistration: current employment
Jan 30, 2023 to presentfactForm ADV
← ANDREW R ROTZAdvisorregistration: current employment
Nov 3, 2022 to presentfactForm ADV
← REBECCA BRADSHAW PALMERAdvisorregistration: current employment
Sep 16, 2022 to presentfactForm ADV
← Aashka Desai SinghAdvisorregistration: previous registration
Sep 22, 2025 to Nov 3, 2025factForm ADV
← MCKENNA LEIGH WIESERAdvisorregistration: previous registration
Dec 18, 2023 to Apr 23, 2025factForm ADV
← EMILIANO RIOS CABANAdvisorregistration: previous registration
Sep 21, 2023 to Oct 11, 2024factForm ADV
← Hayden Emily YogmanAdvisorregistration: previous registration
Feb 3, 2023 to Apr 5, 2023factForm ADV
← TRACEY J BREAUXAdvisorregistration: previous registration
Sep 16, 2022 to Sep 20, 2022factForm ADV

Owns (2)

← COLPAS, LILIANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 7, 2024 to Jun 7, 2024factForm ADV
← ECC BRANCH LLCOwnerOWNER, ownership code D, domestic entity
Aug 3, 2022 to Jun 7, 2024factForm ADV

Controls (2)

← LEWIS, SAMOwnerPRESIDENT, ownership code NA, individual
Mar 29, 2024 to Jun 7, 2024factForm ADV
← FRUITFUL INCOwnerOWNER, ownership code E, domestic entity
Apr 30, 2024 to Jun 7, 2024factForm ADV

Dated events

Occurred
Nov 3, 2025
Advisor changed firm
Aashka Desai Singh left Fruitful for Summit Financial, Llc (registered 2026-02-12)
Form ADVobserved 5 days ago
Occurred
Apr 23, 2025
Advisor changed firm
Mckenna Leigh Wieser left Fruitful for Mercer Global Advisors Inc. (registered 2025-04-17)
Form ADVobserved 5 days ago
Occurred
Oct 11, 2024
Advisor changed firm
Emiliano Rios Caban left Fruitful for Mercury Advisory, Llc (registered 2024-06-07)
Form ADVobserved 5 days ago
Occurred
Jun 7, 2024
Control person left
Emiliano Rios Caban (Chief Compliance Officer) no longer on Schedule A of Fruitful (listed 2024-05-31, absent 2024-06-07)
Form ADVobserved 5 days ago
Occurred
Apr 30, 2024
Succession filed (Item 4)
Fruitful reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Control person joined
Sam Lewis (President) appeared on Schedule A of Fruitful
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Control person left
Thomas Lemmo (President) no longer on Schedule A of Fruitful (listed 2023-09-21, absent 2024-03-29)
Form ADVobserved 5 days ago
Occurred
Jun 22, 2023
Control person joined
Emiliano Rios Caban (Chief Compliance Officer) appeared on Schedule A of Fruitful
Form ADVobserved 5 days ago
Occurred
Apr 5, 2023
Advisor changed firm
Hayden Emily Yogman left Fruitful for Edward Jones (registered 2023-03-13)
Form ADVobserved 5 days ago
Occurred
Feb 14, 2023
Control person left
J Tracey Breaux (Chief Compliance Officer) no longer on Schedule A of Fruitful (listed 2023-01-30, absent 2023-02-14)
Form ADVobserved 5 days ago
Occurred
Feb 14, 2023
Control person left
Holly Joshua Mcmanus (Chief Executive Officer) no longer on Schedule A of Fruitful (listed 2023-01-30, absent 2023-02-14)
Form ADVobserved 5 days ago
Occurred
Feb 14, 2023
Control person joined
Thomas Lemmo (Chief Compliance Officer) appeared on Schedule A of Fruitful
Form ADVobserved 5 days ago
Occurred
Sep 20, 2022
Advisor changed firm
Tracey J Breaux left Fruitful for Ernst & Young Investment Advisers Llp (registered 2022-09-22)
Form ADVobserved 5 days ago
Occurred
Aug 3, 2022
First Form ADV filing
Fruitful filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f610d186-4dcf-45ec-15d5-cf191580c80c
First observed: Aug 3, 2022
Last observed: Jul 1, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FRUITFUL

FRUITFUL ADVISORY, LLC, CRD 322603

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f610d186-4dcf-45ec-15d5-cf191580c80c

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:21 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

REBECCA BRADSHAW PALMER

Certified Financial Planner

Camarillo, CA | NEW YORK, NY

ANDREW R ROTZ

Certified Financial Planner

Apex, NC | NEW YORK, NY

COLIN BARRETT BISHOP

Certified Financial Planner

Columbus, OH | NEW YORK, NY

Raquel De'ka Tennant

Certified Financial Planner

NEW YORK, NY | Laurel, MD

Durriya Danielle Pierce

Certified Financial Planner

Greensboro, NC | NEW YORK, NY

Brianna Shea Sullivan

Certified Financial Planner

NEW YORK, NY | Pittsburgh, PA

ANDREA JOY EASTERLING

Certified Financial Planner

Portland, OR | NEW YORK, NY

MATTHEW JUSTIN BECKER

Certified Financial Planner

Gulf Breeze, FL | NEW YORK, NY

Naima Nefertari Barnes Bush

Certified Financial Planner|Chartered Financial Consultant

NEW YORK, NY | Falls Church, VA

WARIS CHRISTOPHER RAHEMTULLA

Certified Financial Planner|Chartered Financial Consultant

NEW YORK, NY | Sewell, NJ

ALLISON MASOERO HERSHEY

Certified Financial Planner

NEW YORK, NY | Philidelphia, PA

NAOMI JACQUELYN PARHAM

Certified Financial Planner

NEW YORK, NY | Upper Marlboro, MD

Angela Mahagoni Moore

Certified Financial Planner

Orlando, FL | NEW YORK, NY

Sanchi Ranyal

Certified Financial Planner

NEW YORK, NY | Denver, CO

Jack Earl Clemans

Certified Financial Planner

NEW YORK, NY | Melissa, TX

David Abraham Alicea

Certified Financial Planner

NEW YORK, NY | College Park, MD

n/a

Amanda Marie Eimers

Certified Financial Planner

NEW YORK, NY | Havre de Grace, MD

Grant Robert Hall

Certified Financial Planner

Bartlett, TN | NEW YORK, NY

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FRUITFUL INC

Owner

yes

04/2024

Apr 30, 2024

Jun 7, 2024

LEWIS, SAM

President

yes

03/2024

Mar 29, 2024

Jun 7, 2024

COLPAS, LILIAN

CHIEF COMPLIANCE OFFICER

06/2024

Jun 7, 2024

ECC BRANCH LLC

Owner

07/2021

Aug 3, 2022

Jun 7, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$25.2M

n/a

2023

Mar 29, 2024

$1.4M

n/a

2022

Feb 14, 2023

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

5.6%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$25.2M

n/a