S••••• S••••

Advisor at S••••• I••••••••• M••••••••• L••

Granada Hills, CA | TUCSON, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b5bc1af8-6987-7028-269b-f41d5a4f9cd1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Apr 15, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• I••••••••• M••••••••• L••	Independent wealth	Jun 11, 2026	n/a	yes	Granada Hills, CA\|TUCSON, AZ	Current employment
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Mar 1, 2023	May 22, 2026	no	PASADENA, CA\|WOODLAND HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• F•••••••• A•••••••• L••	S••••• I••••••••• M••••••••• L••	May 22, 2026	Jun 11, 2026	20	Firm change	Ibd to RIA
S•••••• A••••••• L••	T••••••••• F•••••••• A•••••••• L••	Feb 2, 2022	Mar 1, 2023

Relationships

Registered with (8)

→ S••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jun 11, 2026 to presentfactForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 1, 2023 to May 22, 2026factForm ADV
→ S•••••• A••••••• L••Registered adviserregistration: previous registration
Sep 14, 2020 to Feb 2, 2022factForm ADV
→ B• R•••• W••••• A•••••••• I•••

Dated events

Occurred
May 22, 2026
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 2, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b5bc1af8-6987-7028-269b-f41d5a4f9cd1
First observed: Apr 15, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.