DFX Intelligence

E••••• C•••••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

E••••• C•••••• S•••••••••

Advisor at S••••••••• C•••••• A•••••••• I•••

MIAMI, FL

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Search this name across graphsid dfx:ria:b5d632f3-16bd-2e42-d244-a8f8ed5066e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 14, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• C•••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 3, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• C•••••• A•••••••• I•••	Independent wealth	May 5, 2015	n/a	yes	MIAMI, FL	Current employment
R••• C•••••• A•••••••• L••	Independent wealth	Oct 17, 2014	May 7, 2015	no	MIAMI, FL\|MIAMI BEACH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••• C•••••• A•••••••• L••	S••••••••• C•••••• A•••••••• I•••	May 7, 2015	May 5, 2015	-2	Firm change	Other
T•••••••• G••••• A•••••••• L••	R••• C•••••• A•••••••• L••	Feb 5, 2015	Oct 17, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
161572:173054:FL:2015-02-05	Feb 5, 2015	Oct 17, 2014	MIAMI, FL	Firm change after gap

Relationships

Registered with (7)

→ S••••••••• C•••••• A•••••••• I•••Registered adviserregistration: current employment
May 5, 2015 to presentfactForm ADV
→ R••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 17, 2014 to May 7, 2015factForm ADV
→ T•••••••• G••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 29, 2014 to Feb 5, 2015factForm ADV
→ E•• C•••••• A••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b5d632f3-16bd-2e42-d244-a8f8ed5066e5
First observed: Nov 14, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.