DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eugene Charles Sulzberger
Certified Financial Planner
Feed of 09/14/2026
Also filed as Gene Charles Sulzberger
At current firm
11 y
since May 5, 2015
In the industry
20 y
since Nov 3, 2005 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Sulzberger Capital Advisors, Inc. independent RIA currentsince May 5, 2015 · Miami, Fl
- Rose Capital Advisors, LLC independent RIAOct 17, 2014 to May 7, 2015 · Miami, Fl
- Tandragee Global Advisors, LLC formerJul 29, 2014 to Feb 5, 2015 · Miami, Fl
- Haven Capital formerJun 2, 2014 to Jun 2, 2014 · Atlanta, Ga
- Efg Capital Advisors Inc. formerDec 11, 2008 to Jun 19, 2014 · Miami, Fl
- Bny Mellon Securities Corporation otherJul 2, 2007 to Sep 25, 2008 · West Palm Beach, Fl
- Mbsc, LLC unclassifiedNov 14, 2005 to Jul 2, 2007 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- Rose Capital Advisors, LLC to Sulzberger Capital Advisors, Inc.left May 7, 2015, registered May 5, 2015 (-2 days) · Other
- Tandragee Global Advisors, LLC to Rose Capital Advisors, LLCleft Feb 5, 2015, registered Oct 17, 2014 (-111 days) · Other · moved with a team
- Efg Capital Advisors Inc. to Haven Capitalleft Jun 19, 2014, registered Jun 2, 2014 (-17 days) · Other
- Haven Capital to Tandragee Global Advisors, LLCleft Jun 2, 2014, registered Jul 29, 2014 (57 days) · Other
- Bny Mellon Securities Corporation to Efg Capital Advisors Inc.left Sep 25, 2008, registered Dec 11, 2008 (77 days) · Other
- Mbsc, LLC to Bny Mellon Securities Corporationleft Jul 2, 2007, registered Jul 2, 2007 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address