DFX Intelligence
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Reading the graph
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Advisor at A••••• A•••••• S•••••••• L••
LOMBARD, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••• A•••••• S•••••••• L•• | Former SEC adviser | Feb 19, 2014 | n/a | yes | LOMBARD, IL | Current employment |
| A••••• A•••••• S•••••••• L•• | Former SEC adviser | Jan 23, 2013 | Dec 31, 2014 | no | LOMBARD, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | A••••• A•••••• S•••••••• L•• | Aug 20, 2013 | Jan 23, 2013 | -209 | Firm change after gap | Other |
| N•• A•••••• S•••••••• L•• | L•• F•••••••• L•• | Apr 29, 2011 | May 12, 2011 |
| L•• F•••••••• L•• | Bd affiliated wealth | May 12, 2011 | Aug 20, 2013 | no | MUNDELEIN, IL|BARRINGTON, IL | Previous registration |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Oct 19, 2005 | Apr 29, 2011 | no | NAPERVILLE, IL|NAPERVILLE, IL | Previous registration |
| 13 |
| Firm change |
| Other |