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Registered advisor
D••••• M••• A••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Dan A••••••
At current firm
12 y
since Feb 19, 2014
In the industry
25 y
since Oct 5, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•••••• S•••••••• L•• former currentsince Feb 19, 2014 · Lombard, Il
- A••••• A•••••• S•••••••• L•• formerJan 23, 2013 to Dec 31, 2014 · Lombard, Il
- L•• F•••••••• L•• BD affiliatedMay 12, 2011 to Aug 20, 2013 · Mundelein, Il
- N•• A•••••• S•••••••• L•• formerOct 19, 2005 to Apr 29, 2011 · Naperville, Il
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to A••••• A•••••• S•••••••• L••left Aug 20, 2013, registered Jan 23, 2013 (-209 days) · Other
- N•• A•••••• S•••••••• L•• to L•• F•••••••• L••left Apr 29, 2011, registered May 12, 2011 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address