DFX Intelligence

S••••••• C•••••• P••••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

S••••••• C•••••• P••••••• L••••••

CRD 168133

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b600ae46-d710-c28f-6e13-6d0606493355

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 16
On other graphs: 2
Observed: Oct 24, 2013 to Mar 27, 2026
37 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••••• C•••••• P••••••• L••••••

Private equity manager · shared crd

Real Estate Fundsidentity

S••••••• C•••••• P••••••• L••••••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $6.7B••• Locked
Discretionary RAUM: $6.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $3.4Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
E••• R••••• R•••	Chartered Financial Analyst	Austin, TX	6	10	n/a	no
J•• W••••• P•••	n/a	Austin, TX	4	13	n/a

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••• I••••••••• T••••••••• F••• X• S•••	Real Estate Fund	$642M	Mar 28, 2024	5	Mar 28, 2024	reported	021-479657
S••••••• I••••••••• T••••••••• V• F••• L•	Real Estate Fund	$392M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• G••••••••• M•••• M•••••••••	Director	E	yes	03/2010	Sep 30, 2015	Mar 28, 2024
C••••••••• G••••••••• M•••• M•••••••••	Beneficiary	D	yes	03/2010	Sep 30, 2015	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••••• C•••••• P••••••• I•••	n/a	Asset manager	$1.7B	N	yes	n/a
S••••••• C•••••• P••••••• B•••	n/a	n/a	n/a	N	yes	n/a
S••••••• C•••••• P••••••• P•• L••••••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Sydney	n/a	Australia	3	no
Zurich	n/a	Switzerland	2	no
Austin	TX	United States	1	no
Rotterdam	n/a	Netherlands	1	no
n/a	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.7B	$6.5B	4.3%	$4.4B	15.6%	43	54	4	4

Relationships

Affiliated with (2)

→ S••••••• C•••••• P••••••• I•••Registered adviserother investment adviser, common control
factForm ADV
← S••••••• C•••••• P••••••• I•••Registered adviserother investment adviser, common control
factForm ADV

Advises (9)

→ S••••••• I••••••••• T••••••••• V••• F••• ••• L•••Private fundReal Estate Fund, IA
Mar 26, 2018 to presentfactForm ADV
→ S••••••• E•• L•

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 28, 2024
Regulatory AUM changed
S••••••• C•••••• P••••••• L•••••• reported RAUM $5.5B, up 25% from $4.4B (2023-12-22 to 2024-03-28)
Form ADVobserved 7 days ago
$1.1B
Occurred
Mar 28, 2024
Control person joined
Oliver Angus Whiteley (Chief Executive Officer) appeared on Schedule A of S••••••• C•••••• P••••••• L••••••
Form ADVobserved 7 days ago
Occurred
Dec 22, 2023
Control person joined
B••• D•••• L•••••• (Director) appeared on Schedule A of S••••••• C•••••• P••••••• L••••••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b600ae46-d710-c28f-6e13-6d0606493355
First observed: Oct 24, 2013
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.