DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••• C•••••• P••••••• L••••••
Latest filing Mar 27, 2026
First filing on the tape Oct 24, 2013 · 37 filings
SEC status approved since Dec 12, 2013
RAUM
$6.7B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$3.4B
derived; firm RAUM over IAPD count
Employees
43
29 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
6
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$6.7B as of Mar 27, 2026
Mar 31, 2014$1.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 31, 20140 then
Employees (5.A)43 as of Mar 27, 2026
Mar 31, 20147 then
Private funds6 as of Mar 27, 2026
Mar 31, 20144 then
RAUM +4.3% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- $3.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $211MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 21.5derivedItem 5.A over advisors
- Advisors per office
- 0.4derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.5B96%
- Other investment advisers$246M3.7%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 32reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••• R••••• R•••Chartered Financial Analyst | Austin, Tx | Nov 14, 2019 | 10 y | 0 |
| J•• W••••• P••• | Austin, Tx | Nov 18, 2021 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••• I••••••••• T••••••••• F••• X• S••• | Real Estate Fund | $642M | 5 | Mar 28, 2024 |
| S••••••• I••••••••• T••••••••• V• F••• L•no longer reported | Real Estate Fund | $392M | 12 | Oct 24, 2013 |
| S••••••• I••••••••• T••••••••• V••• F••• ••• L••• | Real Estate Fund | $308M | 7 | Mar 26, 2018 |
| S••••••• T••••••••• C••••••••• I••• L• | Real Estate Fund | $264M | 6 | Apr 1, 2020 |
| S••••••• E•• L• | Real Estate Fund | $255M | 8 | Oct 24, 2013 |
| S••••••• I••••••••• T••••••••• V•• F••• L•no longer reported | Real Estate Fund | $177M | 10 | Mar 31, 2014 |
| S••••••• I••••••••• S••••••••• F••• I• ••• L• | Real Estate Fund | $135M | 2 | Mar 31, 2021 |
| S••••••• S••••• L••• | Real Estate Fund | $132M | 6 | Mar 29, 2016 |
| S••••••• E•• I••no longer reported | Real Estate Fund | $0 | 5 | Oct 24, 2013 |
Owners and control persons
Schedule A and B, latest filing
- L••••••• D••••• B••• · Chief Investment Officercontrolsince 09/2023 · owns less than 5%
- W•••••••• A••••• O••••• · Chief Executive Officercontrolsince 10/2014 · owns less than 5%
- C••••••••• G••••••••• M•••• M••••••••• · Directorcontrolsince 03/2010 · owns 75% or more of N••• P•• L••••••
- C••••••••• G••••••••• M•••• M••••••••• · Beneficiarycontrolsince 03/2010 · owns 50% to 75% of N••••• F••••• T••••
- N•••••• G•••••••• R••••• · Beneficiarycontrolsince 03/2010 · owns 50% to 75% of N••••• F••••• T••••
- S••••••••• V•••••••• L••••• · Chief Compliance Officersince 09/2023 · owns less than 5%
Entity owners
- S••••••• C•••••• P••••••• ••••••••• L•••••• · Shareholderdirect · owns 75% or more
- N••••• F••••• T•••• · Shareholderindirect · owns 25% to 50% of S••••••• C•••••• P••••••• H••••••• P•• L••••••
- S••••••• C•••••• P••••••• H••••••• P•• L•••••• · Shareholderindirect · owns 75% or more of S••••••• C•••••• P••••••• ••••••••• L••••••
- N••• P•• L•••••• · Trusteeindirect · owns F of N••••• F••••• T••••
Related persons
Schedule D 7.A
- S••••••• C•••••• P••••••• B•••investment advisern
- S••••••• C•••••• P••••••• I•••investment advisernRAUM $1.7B
- S••••••• C•••••• P••••••• P•• L••••••investment advisern
- S••••••• C••••• O••••• O••••••••• F••• G• S•••••••pooled vehicle sponsorn
- S••••••• E•• G• I•••pooled vehicle sponsorn
- S••••••• I••••••••• S••••••••• F••• I• G• L••pooled vehicle sponsorn
- S••••••• I••••••••• S••••••••• F••• I• G• S•••••••pooled vehicle sponsorn
- S••••••• I••••••••• S••••••••• F••• V• G• S•••••••pooled vehicle sponsorn
- S••••••• I••••••••• T••••••••• I• G• L••••••pooled vehicle sponsorn
- S••••••• I••••••••• T••••••••• I• F••• G• L••pooled vehicle sponsorn
- S••••••• I••••••••• T••••••••• I• F••• G• S•••••••pooled vehicle sponsorn
- S••••••• I••••••••• T••••••••• V• G• L••••••pooled vehicle sponsorn
- S••••••• I••••••••• T••••••••• V• G• L••••••pooled vehicle sponsorn
- S••••••• I••••••••• T••••••••• V•• G• L••••••pooled vehicle sponsorn
- S••••••• I••••••••• T••••••••• V••• F••• G• L••••••pooled vehicle sponsorn
- S••••••• I••••••••• T••••••••• V••• G•• L••pooled vehicle sponsorn
- S••••••• I••••••••• T••••••••• X• F••• G• S•••••••pooled vehicle sponsorn
- S••••••• S••••• G• I•••pooled vehicle sponsorn
- S••••••• S••••• F••• G• L••pooled vehicle sponsorn
- S••••••• T••••••••• C••••••••• I•• ••••••• G• L••••••pooled vehicle sponsorn
- S••••••• T••••••••• C••••••••• I•• G• L••pooled vehicle sponsorn
Advisers that list S••••••• C•••••• P••••••• L•••••• as a related person
- 171419 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Austin, Tx | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Sydney, Australia3 employees
- Zurich, Switzerland2 employees
- Austin, TX1 employees
- Rotterdam, Netherlands1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 35 to 32Mar 28, 2025 to Mar 27, 2026
- Pooled vehicle clients · 34 to 28Mar 28, 2025 to Mar 27, 2026
- Employees · 54 to 43Mar 28, 2025 to Mar 27, 2026
- Private funds · 7 to 6Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $6.3B to $6.5BMar 28, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $143M to $246MMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $6.3B to $6.5BMar 28, 2025 to Mar 27, 2026
- RAUM · $6.5B to $6.7BMar 28, 2025 to Mar 27, 2026
- Accounts · 34 to 35Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 42 to 29Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 33 to 34Mar 28, 2024 to Mar 28, 2025
- Employees · 63 to 54Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- HQ state · unset to Mar 28, 2024 to Mar 28, 2025
- State-registered IARs · 53 to 0Mar 28, 2024 to Mar 28, 2025
- Other offices · 6 to 4Mar 28, 2024 to Mar 28, 2025
- Private funds · 6 to 7Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $5.2B to $6.3BMar 28, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $321M to $143MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $5.2B to $6.3BMar 28, 2024 to Mar 28, 2025
- RAUM · $5.5B to $6.5BMar 28, 2024 to Mar 28, 2025
- Accounts · 27 to 34Dec 22, 2023 to Mar 28, 2024
- Advisory employees · 33 to 42Dec 22, 2023 to Mar 28, 2024
- Advisory activities · 1 to 2Dec 22, 2023 to Mar 28, 2024
- Pooled vehicle clients · 27 to 33Dec 22, 2023 to Mar 28, 2024
- Employees · 43 to 63Dec 22, 2023 to Mar 28, 2024
- State-registered IARs · 0 to 53Dec 22, 2023 to Mar 28, 2024
- Private funds · 5 to 6Dec 22, 2023 to Mar 28, 2024
- Discretionary RAUM · $4.1B to $5.2BDec 22, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $292M to $321MDec 22, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $4.4B to $5.2BDec 22, 2023 to Mar 28, 2024
- RAUM · $4.4B to $5.5BDec 22, 2023 to Mar 28, 2024
- Other offices · 5 to 6Mar 31, 2023 to May 17, 2023
- Accounts · 28 to 27Nov 2, 2022 to Mar 31, 2023
- Advisory employees · 36 to 33Nov 2, 2022 to Mar 31, 2023
- Pooled vehicle clients · 28 to 27Nov 2, 2022 to Mar 31, 2023
- Employees · 45 to 43Nov 2, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.9B to $4.1BNov 2, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $310M to $292MNov 2, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $3.2B to $4.4BNov 2, 2022 to Mar 31, 2023
Signals
16 dated events
- S••••••• C•••••• P••••••• L•••••• reported 0 state-registered advisory representatives, down from 53 (2024-03-28 to 2025-03-28)Mar 28, 2025 · Advisor headcount change · derived
- S••••••• C•••••• P••••••• L•••••• reported 53 state-registered advisory representatives, up from 0 (2023-12-22 to 2024-03-28)Mar 28, 2024 · Advisor headcount change · derived
- S••••••• C•••••• P••••••• L•••••• reported RAUM $5.5B, up 25% from $4.4B (2023-12-22 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Oliver A•••• W••••••• (Chief Executive Officer) appeared on Schedule A of S••••••• C•••••• P••••••• L••••••Mar 28, 2024 · Control person joined · fact
- B••• D•••• L•••••• (Director) appeared on Schedule A of S••••••• C•••••• P••••••• L••••••Dec 22, 2023 · Control person joined · fact
- S••••••• C•••••• P••••••• L•••••• reported RAUM $4.4B, up 35% from $3.2B (2022-11-02 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Thaddeus Dominic Tayco (Chief Compliance Officer) no longer on Schedule A of S••••••• C•••••• P••••••• L•••••• (listed 2020-04-01, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Thaddeus Dominic Tayco (Chief Compliance Officer) appeared on Schedule A of S••••••• C•••••• P••••••• L••••••Feb 22, 2019 · Control person joined · fact
- Daniel Oranje (Beneficiary) no longer on Schedule A of S••••••• C•••••• P••••••• L•••••• (listed 2018-05-23, absent 2019-02-22)Feb 22, 2019 · Control person left · inference
- J••• L••• G•••••• (Director) no longer on Schedule A of S••••••• C•••••• P••••••• L•••••• (listed 2018-05-23, absent 2019-02-22)Feb 22, 2019 · Control person left · inference
- M••••• J••••••• B••••• (Shareholder) no longer on Schedule A of S••••••• C•••••• P••••••• L•••••• (listed 2018-05-23, absent 2019-02-22)Feb 22, 2019 · Control person left · inference
- Anthony Richard B••••• (Shareholder) no longer on Schedule A of S••••••• C•••••• P••••••• L•••••• (listed 2018-05-23, absent 2019-02-22)Feb 22, 2019 · Control person left · inference
- A•••• W••••••• (Shareholder) no longer on Schedule A of S••••••• C•••••• P••••••• L•••••• (listed 2018-05-23, absent 2019-02-22)Feb 22, 2019 · Control person left · inference
- C•••••• S•••••• A••••••• (Shareholder) no longer on Schedule A of S••••••• C•••••• P••••••• L•••••• (listed 2018-05-23, absent 2019-02-22)Feb 22, 2019 · Control person left · inference
- S••••••• C•••••• P••••••• L•••••• reported RAUM $3.7B, up 79% from $2.0B (2017-06-30 to 2018-03-26)Mar 26, 2018 · RAUM change · derived
- S••••••• T••••••••• L•••••• filed its initial SEC registration (Form ADV)Oct 24, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••••• C•••••• P••••••• L•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- au.linkedin.com/company/stafford-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/stafford-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- staffordcp.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +44-203-988-5796reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $3.4Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
S••••••• C•••••• P••••••• L•••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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