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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Henri Juhani Waltteri Pitkanen

Advisor at HARTFORD FUNDS

Miami, FL | WAYNE, PA

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Search this name across graphsid dfx:ria:b604a7c9-9b6e-1fe9-a914-252cec6a997a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 7, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HARTFORD FUNDS
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 5, 2018
First registration: Dec 7, 2018
Dual registered: yes, broker-dealer
Other names: Henri Pitkanen|Henri Juhani Waltteri Pitkanen
IAPD individual key: 6989618

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HARTFORD FUNDS	Asset manager	Jan 21, 2026	n/a	yes	Miami, FL\|WAYNE, PA	Current employment
MAYTECH GLOBAL INVESTMENTS	Independent wealth	Dec 17, 2025	Jan 5, 2026	no	BOCA RATON, FL	Previous registration
POLEN CAPITAL MANAGEMENT, LLC	Asset manager	Jun 19, 2020	Aug 22, 2025	no	BOCA RATON, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 7, 2018	Jun 3, 2019	no	MIAMI, FL\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MAYTECH GLOBAL INVESTMENTS	HARTFORD FUNDS	Jan 5, 2026	Jan 21, 2026	16	Firm change	Other
POLEN CAPITAL MANAGEMENT, LLC	MAYTECH GLOBAL INVESTMENTS	Aug 22, 2025	Dec 17, 2025	117	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	POLEN CAPITAL MANAGEMENT, LLC	Jun 3, 2019	Jun 19, 2020	382	Firm change	Other

Relationships

Registered with (4)

→ HARTFORD FUNDSRegistered adviserregistration: current employment
Jan 21, 2026 to presentfactForm ADV
→ MAYTECH GLOBAL INVESTMENTSRegistered adviserregistration: previous registration
Dec 17, 2025 to Jan 5, 2026factForm ADV
→ POLEN CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 19, 2020 to Aug 22, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 7, 2018 to Jun 3, 2019factForm ADV

Dated events

Occurred
Jan 5, 2026
Advisor changed firm
Henri Juhani Waltteri Pitkanen left Maytech Global Investments for Hartford Funds (registered 2026-01-21)
Form ADVobserved 5 days ago
Occurred
Aug 22, 2025
Advisor changed firm
Henri Juhani Waltteri Pitkanen left Polen Capital Management, Llc for Maytech Global Investments (registered 2025-12-17)
Form ADVobserved 5 days ago