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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

MITCHELL LLOYD WONBOY

Advisor at VANGUARD ADVISERS, INC.

MALVERN, PA

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Search this name across graphsid dfx:ria:b609eeb2-658d-e1e0-0405-1be595f9395d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Jul 7, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANGUARD ADVISERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 30, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 30, 2016
First registration: Jul 7, 2016
Dual registered: yes, broker-dealer
Other names: Mitchell Wonboy|MITCHELL L WONBOY|MITCHELL LLOYD WONBOY|MITCH WONBOY
IAPD individual key: 2796295

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Jan 23, 2025	n/a	yes	MALVERN, PA	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 11, 2023	Jan 2, 2025	no	NEW YORK, NY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Feb 2, 2023	May 15, 2023	no	NEW YORK, NY	Previous registration
STRATEGIC WEALTH MANAGEMENT SOLUTIONS LLC	n/a	Apr 29, 2022	Dec 20, 2022	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
FISHER INVESTMENTS	Independent wealth	Apr 27, 2020	Aug 3, 2021	no	NEW YORK, NY\|GREAT NECK, NY\|PLANO, TX	Previous registration
Sgim	Former SEC adviser	Jan 30, 2018	Mar 26, 2020	no	NEW YORK, NY	Previous registration
FISHER INVESTMENTS	Independent wealth	Jul 7, 2016	Nov 10, 2017	no	ENGLEWOOD, NJ\|PLANO, TX\|GREAT NECK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	VANGUARD ADVISERS, INC.	Jan 2, 2025	Jan 23, 2025	21	Firm change	Wirehouse to ibd
EQUITABLE ADVISORS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 15, 2023	Jul 11, 2023	57	Firm change	Ibd to wirehouse
STRATEGIC WEALTH MANAGEMENT SOLUTIONS LLC	EQUITABLE ADVISORS, LLC	Dec 20, 2022	Feb 2, 2023	44	Firm change	Other
FISHER INVESTMENTS	STRATEGIC WEALTH MANAGEMENT SOLUTIONS LLC	Aug 3, 2021	Apr 29, 2022	269	Firm change	Other
Sgim	FISHER INVESTMENTS	Mar 26, 2020	Apr 27, 2020	32	Firm change	RIA to RIA
FISHER INVESTMENTS	Sgim	Nov 10, 2017	Jan 30, 2018	81	Firm change	Other

Relationships

Registered with (6)

→ VANGUARD ADVISERS, INC.Registered adviserregistration: current employment
Jan 23, 2025 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 11, 2023 to Jan 2, 2025factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 2, 2023 to May 15, 2023factForm ADV
→ STRATEGIC WEALTH MANAGEMENT SOLUTIONS LLCRegistered adviserregistration: previous registration
Apr 29, 2022 to Dec 20, 2022factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Apr 27, 2020 to Aug 3, 2021factForm ADV
→ SGIMRegistered adviserregistration: previous registration
Jan 30, 2018 to Mar 26, 2020factForm ADV

Dated events

Occurred
Jan 2, 2025
Advisor changed firm
Mitchell Lloyd Wonboy left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Vanguard Advisers, Inc. (registered 2025-01-23)
Form ADVobserved 4 days ago
Occurred
May 15, 2023
Advisor changed firm
Mitchell Lloyd Wonboy left Equitable Advisors, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-07-11)
Form ADVobserved 4 days ago
Occurred
Dec 20, 2022
Advisor changed firm
Mitchell Lloyd Wonboy left Strategic Wealth Management Solutions Llc for Equitable Advisors, Llc (registered 2023-02-02)
Form ADVobserved 4 days ago