DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••• L•••• W•••••

V••••••• A•••••••• I•••BD affiliatedMalvern, Padual registrantIAPD 2796295

Feed of 09/14/2026

Also filed as Mitchell Wonboy

At current firm

1 y

since Jan 23, 2025

In the industry

10 y

since Jun 30, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Jan 23, 2025 · Malvern, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 11, 2023 to Jan 2, 2025 · New York, Ny
E•••••••• A•••••••• L•• national BD
Feb 2, 2023 to May 15, 2023 · New York, Ny
S•••••••• W••••• M••••••••• S•••••••• L•• unclassified
Apr 29, 2022 to Dec 20, 2022 · New York, Ny
F••••• I••••••••• independent RIA
Apr 27, 2020 to Aug 3, 2021 · New York, Ny
S••• former
Jan 30, 2018 to Mar 26, 2020 · New York, Ny
F••••• I••••••••• independent RIA
Jul 7, 2016 to Nov 10, 2017 · Englewood, Nj

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V••••••• A•••••••• I•••
left Jan 2, 2025, registered Jan 23, 2025 (21 days) · Wirehouse to affiliated broker-dealer or bank
E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 15, 2023, registered Jul 11, 2023 (57 days) · Affiliated broker-dealer or bank to wirehouse
S•••••••• W••••• M••••••••• S•••••••• L•• to E•••••••• A•••••••• L••
left Dec 20, 2022, registered Feb 2, 2023 (44 days) · Other
F••••• I••••••••• to S•••••••• W••••• M••••••••• S•••••••• L••
left Aug 3, 2021, registered Apr 29, 2022 (269 days) · Other
S••• to F••••• I•••••••••
left Mar 26, 2020, registered Apr 27, 2020 (32 days) · RIA to RIA
F••••• I••••••••• to S•••
left Nov 10, 2017, registered Jan 30, 2018 (81 days) · Other

Signals

M••••••• L•••• W••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for V••••••• A•••••••• I••• (registered 2025-01-23)
Jan 2, 2025 · Advisor changed firm · fact
M••••••• L•••• W••••• left E•••••••• A•••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-07-11)
May 15, 2023 · Advisor changed firm · fact
M••••••• L•••• W••••• left S•••••••• W••••• M••••••••• S•••••••• L•• for E•••••••• A•••••••• L•• (registered 2023-02-02)
Dec 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address