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RIA / WealthAdvisor37 years in industry

DAVID ROBERT NAYLOR

Advisor at SOUNDHAVEN CAPITAL MANAGEMENT

WESTLAKE VILLAGE, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOUNDHAVEN CAPITAL MANAGEMENT
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 28, 1989
First registration: Dec 31, 2000
Dual registered: no
IAPD individual key: 1979541

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOUNDHAVEN CAPITAL MANAGEMENT	Mixed wealth	Apr 28, 2014	n/a	yes	WESTLAKE VILLAGE, CA	Current employment
GLOBALMACRO CAPITAL MANAGEMENT, LLC	State registered	Jan 26, 2011	Jun 3, 2014	no	WHEATON, IL	Previous registration
GLOBALMACRO CAPITAL MANAGEMENT, LLC	State registered	Aug 24, 2010	Dec 31, 2010	no	n/a	Previous registration
WEST COAST ASSET MANAGEMENT,INC.	Former SEC adviser	Jun 4, 2007	Apr 16, 2010	no	MONTECITO, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Aug 1, 2005	Apr 30, 2007	no	WESTLAKE VILLAGE, CA\|LOS ANGELES, CA\|WESTLAKE VILLAGE, CA\|WESTLAKE VILLAGE, CA	Previous registration
BOFA ADVISORS, LLC	Former SEC adviser	Feb 11, 2005	Aug 1, 2005	no	BOSTON, MA	Previous registration
BACAP DISTRIBUTORS, LLC	n/a	Jan 1, 2003	Feb 11, 2005	no	CHARLOTTE, NC	Previous registration
Stephens	Bd affiliated wealth	Dec 31, 2000	Jan 1, 2003	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLOBALMACRO CAPITAL MANAGEMENT, LLC	SOUNDHAVEN CAPITAL MANAGEMENT	Jun 3, 2014	Apr 28, 2014	-36	Firm change after gap	Other
WEST COAST ASSET MANAGEMENT,INC.	GLOBALMACRO CAPITAL MANAGEMENT, LLC	Apr 16, 2010	Aug 24, 2010	130	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	WEST COAST ASSET MANAGEMENT,INC.	Apr 30, 2007	Jun 4, 2007	35	Firm change	Other
BOFA ADVISORS, LLC	BANC OF AMERICA INVESTMENT SERVICES, INC.	Aug 1, 2005	Aug 1, 2005	0	Firm change	Other
BACAP DISTRIBUTORS, LLC	BOFA ADVISORS, LLC	Feb 11, 2005	Feb 11, 2005	0	Firm change	Other
Stephens	BACAP DISTRIBUTORS, LLC	Jan 1, 2003	Jan 1, 2003	0	Firm change	Other

Relationships

Registered with (7)

→ SOUNDHAVEN CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Apr 28, 2014 to presentfactForm ADV
→ GLOBALMACRO CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 26, 2011 to Jun 3, 2014factForm ADV
→ WEST COAST ASSET MANAGEMENT,INC.Registered adviserregistration: previous registration
Jun 4, 2007 to Apr 16, 2010factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 1, 2005 to Apr 30, 2007factForm ADV
→ BOFA ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 11, 2005 to Aug 1, 2005factForm ADV
→ BACAP DISTRIBUTORS, LLCRegistered adviserregistration: previous registration
Jan 1, 2003 to Feb 11, 2005factForm ADV
→ STEPHENSRegistered adviserregistration: previous registration
Dec 31, 2000 to Jan 1, 2003factForm ADV

Dated events

No dated event names this entity yet.