DFX Intelligence

S••••• L•• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

S••••• L•• H•••••

Advisor at C•••••••• G••••• M•••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:b6342df2-be92-ef21-45a7-9a5f37afd5cc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Dec 18, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 16, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Sep 24, 2025	n/a	yes	GREENWICH, CT\|BOSTON, MA\|Hingham, MA\|Hingham, MA	Current employment
S•• W•••••	Independent wealth	Jun 28, 2022	Jul 29, 2025	no	Boston, MA

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
S•• W•••••	C•••••••• G••••• M•••••• I•••	Jul 29, 2025	Sep 24, 2025	57	Firm change	RIA to ibd
S•• I••••••••• S••••••• I•••	S•• W•••••	Jul 29, 2022	Jun 28, 2022

Relationships

Registered with (8)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: current employment
Sep 24, 2025 to presentfactForm ADV
→ S•• W•••••Registered adviserregistration: previous registration
Jun 28, 2022 to Jul 29, 2025factForm ADV
→ S•• I••••••••• S••••••• I•••Registered adviserregistration: previous registration
Apr 13, 2022 to Jul 29, 2022factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jul 29, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 29, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b6342df2-be92-ef21-45a7-9a5f37afd5cc
First observed: Dec 18, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.