DFX Intelligence

R••• C•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

R••• C•••••• M••••

Advisor at M••••• G••••• A••••••• I•••

San Francisco, CA | DENVER, CO

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 30, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Jan 14, 2026	n/a	yes	San Francisco, CA\|DENVER, CO	Current employment
W••••••••• A•••••••	Independent wealth	Sep 3, 2024	Nov 20, 2025	no	San Francisco, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• A•••••••	M••••• G••••• A••••••• I•••	Nov 20, 2025	Jan 14, 2026	55	Firm change	RIA to RIA
W••••••••• A•••••••	W••••••••• A•••••••	Sep 11, 2024	Sep 3, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
110666:106181:CA:2024-09-11	Sep 11, 2024	Sep 3, 2024	SAN RAFAEL, CA	Firm change

Relationships

Registered with (5)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Jan 14, 2026 to presentfactForm ADV
→ W••••••••• A•••••••Registered adviserregistration: previous registration
Sep 3, 2024 to Nov 20, 2025factForm ADV
→ W••••••••• A•••••••Registered adviserregistration: previous registration
Dec 5, 2022 to Sep 11, 2024factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••

Dated events

Occurred
Nov 20, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 30, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.