DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••• C•••••• M••••

M••••• G••••• A••••••• I•••independent RIASan Francisco, Ca IA-onlyIAPD 7141990

Certified Financial Planner

Feed of 09/15/2026

Also filed as R••• M••••

At current firm

0 y

since Jan 14, 2026

In the industry

11 y

since Sep 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• G••••• A••••••• I••• independent RIA current
since Jan 14, 2026 · San Francisco, Ca
W••••••••• A••••••• independent RIA
Sep 3, 2024 to Nov 20, 2025 · San Francisco, Ca
W••••••••• A••••••• former
Dec 5, 2022 to Sep 11, 2024 · San Rafael, Ca
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Jan 4, 2021 to Oct 21, 2022 · Ann Harbor Way, Mi
E•••••••• A•••••••• L•• national BD
Oct 30, 2019 to May 14, 2020 · Kalamazoo, Mi

Moves

a registration end followed by a registration begin elsewhere

W••••••••• A••••••• to M••••• G••••• A••••••• I•••
left Nov 20, 2025, registered Jan 14, 2026 (55 days) · RIA to RIA
W••••••••• A••••••• to W••••••••• A•••••••
left Sep 11, 2024, registered Sep 3, 2024 (-8 days) · channel change inside one enterprise, not a move · moved with a team
C•••••••• I••••••••• R••••••• A•••••••• I••• to W••••••••• A•••••••
left Oct 21, 2022, registered Dec 5, 2022 (45 days) · Affiliated broker-dealer or bank to independent RIA
E•••••••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left May 14, 2020, registered Jan 4, 2021 (235 days) · Affiliated broker-dealer or bank to another

Signals

R••• C•••••• M•••• left W••••••••• A••••••• for M••••• G••••• A••••••• I••• (registered 2026-01-14)
Nov 20, 2025 · Advisor changed firm · fact
R••• C•••••• M•••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for W••••••••• A••••••• (registered 2022-12-05)
Oct 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address