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Advisor at STRATEGIC WEALTH INVESTMENT GROUP, LLC
Dallas, TX | LOUISVILLE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC WEALTH INVESTMENT GROUP, LLC | Independent wealth | May 12, 2025 | n/a | yes | Dallas, TX|LOUISVILLE, KY | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 7, 2022 | May 2, 2025 | no | MCKINNEY, TX|FRISCO, TX|McKinney, TX|NEW YORK, NY|MCKINNEY, TX|FRISCO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | STRATEGIC WEALTH INVESTMENT GROUP, LLC | May 2, 2025 | May 12, 2025 | 10 | Firm change | Wirehouse to RIA |