DFX Intelligence

T•••• P••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

T•••• P••••• T••••••

Advisor at C••••• I••••••••• A••••••• L••

MILILANI, HI

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Search this name across graphsid dfx:ria:b686e8a4-9ac2-20ab-5009-b50086974b37

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 20, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 20, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Aug 11, 2025	n/a	yes	MILILANI, HI	Current employment
B••••• A•••••••	Former SEC adviser	Jun 2, 2025	Aug 11, 2025	no	Kailua, HI\|HONOLULU, HI\|HONOLULU, HI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• A•••••••	C••••• I••••••••• A••••••• L••	Aug 11, 2025	Aug 11, 2025	0	Firm change	RIA to ibd
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	B••••• A•••••••	Aug 11, 2020	Jun 2, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
29280:105644:HI:2025-08-08	Aug 11, 2025	Aug 11, 2025	HONOLULU, HI	Firm change
149018:29280:HI:2020-08-11	Aug 11, 2020	Jun 2, 2025	KAILUA, HI	Firm change after gap

Relationships

Registered with (5)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Aug 11, 2025 to presentfactForm ADV
→ B••••• A•••••••Registered adviserregistration: previous registration
Jun 2, 2025 to Aug 11, 2025factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
May 3, 2017 to Aug 11, 2020factForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••

Dated events

Occurred
Aug 11, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b686e8a4-9ac2-20ab-5009-b50086974b37
First observed: Mar 20, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.