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R••• A••••• R••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

R••• A••••• R••

Advisor at G••••• A••••••• S•••••••• L••

MECHANICSBURG, PA

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Search this name across graphsid dfx:ria:b69326fa-ec54-66f6-cd17-f7651d2ff646

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• A••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• A••••••• S•••••••• L••	Independent wealth	Nov 29, 2011	n/a	yes	MECHANICSBURG, PA	Current employment
K••••••• I••••••••• M••••••••• G••••• L••	n/a	Mar 24, 2011	Dec 31, 2011	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K••••••• I••••••••• M••••••••• G••••• L••	G••••• A••••••• S•••••••• L••	Dec 31, 2011	Nov 29, 2011	-32	Firm change after gap	Other
T• A••••••••• I••••••••• M••••••••• L••	K••••••• I••••••••• M••••••••• G••••• L••	Oct 21, 2010

Relationships

Registered with (4)

→ G••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 29, 2011 to presentfactForm ADV
→ K••••••• I••••••••• M••••••••• G••••• L••Registered adviserregistration: previous registration
Mar 24, 2011 to Dec 31, 2011factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 25, 2006 to Oct 21, 2010factForm ADV
→ T• A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b69326fa-ec54-66f6-cd17-f7651d2ff646
First observed: Jul 2, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.