RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• A••••• R••
- G••••• A••••••• S•••••••• L•• independent RIA currentsince Nov 29, 2011 · Mechanicsburg, Pa
- K••••••• I••••••••• M••••••••• G••••• L•• unclassifiedMar 24, 2011 to Dec 31, 2011 · Dillsburg, Pa
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 25, 2006 to Oct 21, 2010 · Lemoyne, Pa
- T• A••••••••• I••• formerJul 2, 2003 to Oct 21, 2010 · Princeton, Nj
- K••••••• I••••••••• M••••••••• G••••• L•• to G••••• A••••••• S•••••••• L••left Dec 31, 2011, registered Nov 29, 2011 (-32 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to K••••••• I••••••••• M••••••••• G••••• L••left Oct 21, 2010, registered Mar 24, 2011 (154 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 21, 2010, registered Apr 25, 2006 (-1640 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address