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A•• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

A•• C••••

Advisor at P••••••• P•••••• W•••••• L••

P•••••••, CA

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Search this name across graphsid dfx:ria:b6b9ffaa-2655-6119-d968-7492886f578a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• P•••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 22, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• P•••••• W•••••• L••	Independent wealth	Jan 1, 2026	n/a	yes	P•••••••, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jun 14, 2013	Jan 30, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	P••••••• P•••••• W•••••• L••	Jan 30, 2018	Jan 1, 2026	2,893	Firm change after gap	Wirehouse to RIA
U••• B•••••• I••••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Oct 7, 2011

Relationships

Registered with (5)

→ P••••••• P•••••• W•••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 14, 2013 to Jan 30, 2018factForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Jan 4, 2010 to Oct 7, 2011factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b6b9ffaa-2655-6119-d968-7492886f578a
First observed: Aug 24, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.