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RIA / WealthAdvisorChartered Financial Consultant20 years in industry

MARK RICHARD COURTEMANCHE

Advisor at AE WEALTH MANAGEMENT, LLC

Cary, NC

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Search this name across graphsid dfx:ria:b6da890c-846b-c9e2-27e9-9ac6daffe04f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AE WEALTH MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Nov 29, 2013
First registration: Jul 5, 2007
Dual registered: no
IAPD individual key: 2651246

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Oct 28, 2019	n/a	yes	Cary, NC	Current employment
PORTFOLIO MEDICS, LLC	Independent wealth	Feb 20, 2013	Oct 28, 2019	no	BONITA SPRINGS, FL\|CARY, NC	Previous registration
FORTITUDE ADVISORY GROUP L.L.C.	Independent wealth	Oct 14, 2009	Mar 1, 2013	no	GIG HARBOR, WA	Previous registration
CHARIOT ADVISORS	Former SEC adviser	Sep 25, 2008	Jul 27, 2009	no	RALEIGH, NC	Previous registration
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Jul 5, 2007	Jul 2, 2008	no	CARY, NC\|WHEATON, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PORTFOLIO MEDICS, LLC	AE WEALTH MANAGEMENT, LLC	Oct 28, 2019	Oct 28, 2019	0	Firm change	RIA to RIA
FORTITUDE ADVISORY GROUP L.L.C.	PORTFOLIO MEDICS, LLC	Mar 1, 2013	Feb 20, 2013	-9	Firm change	Other
CHARIOT ADVISORS	FORTITUDE ADVISORY GROUP L.L.C.	Jul 27, 2009	Oct 14, 2009	79	Firm change	Other
BROOKSTONE CAPITAL MANAGEMENT LLC	CHARIOT ADVISORS	Jul 2, 2008	Sep 25, 2008	85	Firm change	Other

Relationships

Registered with (5)

→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Oct 28, 2019 to presentfactForm ADV
→ PORTFOLIO MEDICS, LLCRegistered adviserregistration: previous registration
Feb 20, 2013 to Oct 28, 2019factForm ADV
→ FORTITUDE ADVISORY GROUP L.L.C.Registered adviserregistration: previous registration
Oct 14, 2009 to Mar 1, 2013factForm ADV
→ CHARIOT ADVISORSRegistered adviserregistration: previous registration
Sep 25, 2008 to Jul 27, 2009factForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 5, 2007 to Jul 2, 2008factForm ADV

Dated events

No dated event names this entity yet.