Y• C•••• T•••

Advisor at S••••• G••••• C•••••• G•••• L••

SAN JOSE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b6f51f36-25fd-1cb9-94f3-234ad1714788

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 14, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• G••••• C•••••• G•••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Dec 21, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• G••••• C•••••• G•••• L••	Former SEC adviser	Jun 15, 2020	n/a	yes	SAN JOSE, CA	Current employment
P•••••• W••••• A••••••• G••••	Former SEC adviser	Apr 17, 2018	Mar 26, 2020	no	San Jose, CA\|SAN RAFAEL, CA\|San Rafael, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• W••••• A••••••• G••••	S••••• G••••• C•••••• G•••• L••	Mar 26, 2020	Jun 15, 2020	81	Firm change	RIA to new firm
T• A••••••••• I••••••••• M••••••••• L••	P•••••• W••••• A••••••• G••••	Mar 13, 2018	Apr 17, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
7870:111514:CA:2018-03-07	Mar 13, 2018	Apr 25, 2006	CUPERTINO, CA	Firm change after gap

Relationships

Registered with (4)

→ S••••• G••••• C•••••• G•••• L••Registered adviserregistration: current employment
Jun 15, 2020 to presentfactForm ADV
→ P•••••• W••••• A••••••• G••••Registered adviserregistration: previous registration
Apr 17, 2018 to Mar 26, 2020factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Apr 14, 2004 to Mar 13, 2018factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b6f51f36-25fd-1cb9-94f3-234ad1714788
First observed: Apr 14, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.