DFX Intelligence

Data Factory

RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

ABBOTT CAPITAL MANAGEMENT LLC

CRD 106332

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b7166d36-03b5-bf11-389e-99fa6fe389ba

Data as of Jul 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 64
Dated events: 8
On other graphs: 2
Observed: Mar 30, 2012 to Jul 16, 2026
35 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Abbott Capital Management LLC

Private equity manager · shared crd

Independent Sponsorsidentity

Abbott Capital Management LLC

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.51 institutional_share=0.49 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $16BItem 5.F on the latest filing (2026-07-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $15B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 60
Advisory employees: 20
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 64
Individual clients: 0
High net worth clients: 0
Private funds: 41Schedule D 7.B(1)
Custody, client assets: $6.7B
Relying advisers: 1
SEC number: 801-27914
CIK: 798209
CRD: 106332
Filings on the tape: 35
First filed: Mar 30, 2012
Latest filed: Jul 16, 2026
Organised: Limited Liability Company, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 51

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PRAIRIE STATE OPPORTUNITIES FUND, LLC	Private Equity Fund	$603M	Jul 19, 2024	2	Mar 28, 2024	reported	n/a
ABBOTT SECONDARY OPPORTUNITIES II, L.P.	Private Equity Fund	$468M	Jul 19, 2024	60	Mar 29, 2021	reported	021-359359
WRS OPPORTUNITIES FUND II, LLC	Private Equity Fund	$443M	Jul 19, 2024	2	Mar 28, 2024	reported	n/a
WRS OPPORTUNITIES FUND, LLC	Private Equity Fund	$429M	Jul 19, 2024	2	Mar 28, 2024	reported	n/a
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2017(A), L.P.	Private Equity Fund	$407M	Jul 19, 2024	2	Mar 5, 2018	reported	021-289666
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2023, L.P.	Private Equity Fund	$383M	Jul 19, 2024	10	Mar 29, 2023	reported	021-467466
WRS OPPORTUNITIES FUND III, LLC	Private Equity Fund	$369M	Jul 19, 2024	2	Mar 28, 2024	reported	n/a
ABBOTT CAPITAL PRIVATE EQUITY FUND VI, L.P.	Private Equity Fund	$343M	Jul 19, 2024	45	Mar 30, 2012	reported	021-116705
ABBOTT SELECT EM II, LP	Private Equity Fund	$303M	Jul 19, 2024	2	Mar 28, 2024	reported	n/a
ABBOTT CAPITAL PRIVATE EQUITY FUND VII, L.P.	Private Equity Fund	$286M	Jul 19, 2024	23	Mar 29, 2014	reported	021-195103
ABBOTT SECONDARY OPPORTUNITIES III, L.P.	Private Equity Fund	$258M	Jul 19, 2024	25	Mar 28, 2024	reported	021-485333
ABBOTT SELECT EM BUYOUTS, L.P.	Private Equity Fund	$232M	Jul 19, 2024	2	Mar 28, 2024	reported	n/a
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2020 (A), L.P.	Private Equity Fund	$231M	Jul 19, 2024	2	Mar 29, 2021	reported	021-369909
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2016, L.P.	Private Equity Fund	$213M	Jul 19, 2024	11	Mar 30, 2017	reported	021-256159
ABBOTT SELECT BUYOUTS FUND III (A), L.P.	Private Equity Fund	$182M	Jul 19, 2024	2	Mar 29, 2014	reported	021-208493
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2019, L.P.	Private Equity Fund	$174M	Jul 19, 2024	10	Mar 29, 2019	reported	021-328651
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2021, L.P.	Private Equity Fund	$157M	Jul 19, 2024	10	Mar 29, 2021	reported	021-383434
ABBOTT SECONDARY OPPORTUNITIES, L.P.	Private Equity Fund	$114M	Jul 19, 2024	30	Mar 30, 2017	reported	021-259088
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2017, L.P.	Private Equity Fund	$107M	Jul 19, 2024	9	Mar 5, 2018	reported	021-279243
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2015, L.P.	Private Equity Fund	$87.8M	Jul 19, 2024	3	Mar 25, 2016	reported	021-234498
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2014, L.P.	Private Equity Fund	$86.3M	Jul 19, 2024	3	Mar 29, 2014	reported	021-207533
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2020, L.P.	Private Equity Fund	$78.7M	Jul 19, 2024	8	Mar 26, 2020	reported	021-355941
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2012, L.P.	Private Equity Fund	$78.1M	Jul 19, 2024	3	Mar 28, 2013	reported	021-178115
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2013, L.P.	Private Equity Fund	$75.8M	Jul 19, 2024	3	Mar 28, 2013	reported	021-190489
ABBOTT SELECT BUYOUTS FUND III, L.P.	Private Equity Fund	$73.9M	Jul 19, 2024	8	Mar 29, 2014	reported	021-207853

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HORNBY, MARY, TERESA	CHIEF LEGAL OFFICER/MEMBER AND CHIEF COMPLIANCE OFFICER	A	yes	01/2005	Mar 30, 2012	Jul 19, 2024
KLEMME, JOBST, ALBRECHT	Owner	E	yes	02/2021	Nov 24, 2021	Jul 19, 2024
LEE, YOUNG, NMN	Member	B	yes	01/2015	Mar 31, 2015	Jul 19, 2024
MALONEY, TIMOTHY, WILLIAM	Member	B	yes	01/2010	Mar 30, 2012	Jul 19, 2024
MASSEY, LAUREN, MARIE	Member	A	yes	01/2000	Mar 30, 2012	Jul 19, 2024
PANGBURN, LEONARD, CHARLES	PRESIDENT/MEMBER	B	yes	01/2017	Mar 25, 2016	Jul 19, 2024
PARZIALE, PAOLO, NMN	CHIEF FINANCIAL OFFICER/MEMBER	A	yes	01/2010	Mar 30, 2012	Jul 19, 2024
RERISI, MEREDITH, LEIGH	Member	B	yes	01/2006	Mar 30, 2012	Jul 19, 2024
SMITH, MATTHEW, MICHAEL	Member	B	yes	01/2006	Mar 30, 2012	Jul 19, 2024
TUBIANA, JONATHAN, CLEMENT MENAHEM	Member	Na	yes	01/2024	Jan 9, 2024	Jul 19, 2024
WITT, WOLF, NMN	Member	Na	yes	01/2023	Mar 29, 2023	Jul 19, 2024
HELD, RAYMOND, LEONARD	Member	A	no	07/1987	Mar 30, 2012	Jul 19, 2024
LANGFELD, INC.	Member	Na	no	10/2021	Nov 24, 2021	Jul 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ABBOTT CAPITAL PRIVATE EQUITY PARTNERS V, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL PRIVATE EQUITY PARTNERS VI, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL PRIVATE EQUITY CO-INVESTMENT GP, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2007, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2008, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2009, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2010, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2011, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2012, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2013, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2014, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2015, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2016, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2017, LP	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2018, LP	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2019, LP	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2020, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2021, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2022, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2023, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2024, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL PRIVATE EQUITY PARTNERS VII, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL SELECT BUYOUTS PARTNERS II, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL SELECT BUYOUTS PARTNERS III, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT CAPITAL SELECT BUYOUTS PARTNERS, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT SECONDARY INVESTORS GP II, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT SECONDARY INVESTORS GP III, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT SECONDARY INVESTORS GP, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT SECONDARY OPPORTUNITIES SPV GP, LLC	n/a	n/a	n/a	Y	no	n/a
ABBOTT SELECT EM BUYOUTS GP, L.P.	n/a	n/a	n/a	Y	no	n/a
ABBOTT SELECT EM GP II, LP	n/a	n/a	n/a	Y	no	n/a
ASVF GP, LLC	n/a	n/a	n/a	Y	no	n/a
PRAIRIE STATE OPPORTUNITIES MANAGER, LLC	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$15B	$15B	60	20	1	41	n/a
2024	Mar 27, 2025	$15B	$14B	62	20	1	40	n/a
2023	Mar 28, 2024	$14B	$14B	62	20	1	38	$6.5B
2022	Mar 29, 2023	$14B	$13B	61	17	1	30	$3.8B
2021	Mar 25, 2022	$14B	$14B	49	16	1	29	$4.5B
2020	Mar 29, 2021	$11B	$11B	53	17	1	28	$3.8B
2019	Mar 26, 2020	$9.2B	$9.2B	53	18	1	26	$3.4B
2018	Mar 29, 2019	$9.5B	$8.9B	52	18	1	26	$3.5B
2017	Mar 5, 2018	$8.8B	$8.3B	50	18	1	24	$3.9B
2016	Mar 30, 2017	$7.8B	$7.7B	50	17	n/a	23	$3.7B
2015	Mar 25, 2016	$7.4B	$7.3B	50	15	n/a	22	$3.6B
2014	Mar 31, 2015	$7.5B	$7.4B	50	17	n/a	21	$3.9B
2013	Mar 29, 2014	$7.9B	$7.8B	46	16	n/a	25	$2.2B
2012	Mar 28, 2013	$7.6B	$7.5B	46	15	n/a	21	$2.0B
2011	Mar 30, 2012	$7.1B	$7.0B	n/a	n/a	n/a	20	$1.8B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$16B	$15B	3.3%	$14B	4.6%	60	62	1	1

Relationships

Advises (51)

→ ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2021, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2021 to presentfactForm ADV
→ ABBOTT SELECT BUYOUTS FUND III (A), L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2014 to presentfactForm ADV
→ ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2009, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ ABBOTT SELECT EM II, LPPrivate fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2020 (A), L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2021 to presentfactForm ADV
→ ABBOTT SECONDARY OPPORTUNITIES, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2017 to presentfactForm ADV
→ ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2022, L.P.Private fundPrivate Equity Fund, IA
Mar 25, 2022 to presentfactForm ADV
→ ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2016, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2017 to presentfactForm ADV
→ ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2017, L.P.Private fundPrivate Equity Fund, IA
Mar 5, 2018 to presentfactForm ADV
→ ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2014, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2014 to presentfactForm ADV
→ WRS OPPORTUNITIES FUND II, LLCPrivate fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2020, L.P.Private fundPrivate Equity Fund, IA
Mar 26, 2020 to presentfactForm ADV
→ ABBOTT SELECT BUYOUTS FUND III, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2014 to presentfactForm ADV
→ ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2024, L.P.Private fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ ABBOTT CAPITAL PRIVATE EQUITY FUND VII, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2014 to presentfactForm ADV
→ ABBOTT SECONDARY OPPORTUNITIES II CO-INVESTMENT, L.P.Private fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2023, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2023 to presentfactForm ADV
→ ABBOTT SELECT VENTURE FUND, L.P.Private fundPrivate Equity Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ ABBOTT SELECT BUYOUTS FUND II, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ ABBOTT SELECT EM BUYOUTS, L.P.Private fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ ABBOTT SECONDARY OPPORTUNITIES III, L.P.Private fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ ABBOTT SELECT CO-INVESTMENT FUND, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2023 to presentfactForm ADV
→ ABBOTT CAPITAL PRIVATE EQUITY FUND VI, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ ABBOTT SECONDARY OPPORTUNITIES II, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2021 to presentfactForm ADV
→ ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2015, L.P.Private fundPrivate Equity Fund, IA
Mar 25, 2016 to presentfactForm ADV
→ ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2019, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2011, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ WRS OPPORTUNITIES FUND III, LLCPrivate fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2013, L.P.Private fundPrivate Equity Fund, IA
Mar 28, 2013 to presentfactForm ADV
→ ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2012, L.P.Private fundPrivate Equity Fund, IA
Mar 28, 2013 to presentfactForm ADV
and 21 more

Controls (11)

← LEE, YOUNG, NMNOwnerMEMBER, ownership code B, individual
Mar 31, 2015 to Jul 19, 2024factForm ADV
← MASSEY, LAUREN, MARIEOwnerMEMBER, ownership code A, individual
Mar 30, 2012 to Jul 19, 2024factForm ADV
← SMITH, MATTHEW, MICHAELOwnerMEMBER, ownership code B, individual
Mar 30, 2012 to Jul 19, 2024factForm ADV
← RERISI, MEREDITH, LEIGHOwnerMEMBER, ownership code B, individual
Mar 30, 2012 to Jul 19, 2024factForm ADV
← HORNBY, MARY, TERESAOwnerCHIEF LEGAL OFFICER/MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code A, individual
Mar 30, 2012 to Jul 19, 2024factForm ADV
← MALONEY, TIMOTHY, WILLIAMOwnerMEMBER, ownership code B, individual
Mar 30, 2012 to Jul 19, 2024factForm ADV
← PARZIALE, PAOLO, NMNOwnerCHIEF FINANCIAL OFFICER/MEMBER, ownership code A, individual
Mar 30, 2012 to Jul 19, 2024factForm ADV
← PANGBURN, LEONARD, CHARLESOwnerPRESIDENT/MEMBER, ownership code B, individual
Mar 25, 2016 to Jul 19, 2024factForm ADV
← KLEMME, JOBST, ALBRECHTOwnerOWNER, ownership code E, individual
Nov 24, 2021 to Jul 19, 2024factForm ADV
← WITT, WOLF, NMNOwnerMEMBER, ownership code NA, individual
Mar 29, 2023 to Jul 19, 2024factForm ADV
← TUBIANA, JONATHAN, CLEMENT MENAHEMOwnerMEMBER, ownership code NA, individual
Jan 9, 2024 to Jul 19, 2024factForm ADV

Owns (2)

← HELD, RAYMOND, LEONARDOwnerMEMBER, ownership code A, individual
Mar 30, 2012 to Jul 19, 2024factForm ADV
← LANGFELD, INC.OwnerMEMBER, ownership code NA, domestic entity
Nov 24, 2021 to Jul 19, 2024factForm ADV

Dated events

Occurred
Jan 9, 2024
Control person joined
Clement Menahem Jonathan Tubiana (Member) appeared on Schedule A of Abbott Capital Management Llc
Form ADVobserved 4 days ago
Occurred
Mar 29, 2023
Control person joined
Nmn Wolf Witt (Member) appeared on Schedule A of Abbott Capital Management Llc
Form ADVobserved 4 days ago
Occurred
Mar 29, 2023
Control person left
David Jonathan Roth (Co-President/Member) no longer on Schedule A of Abbott Capital Management Llc (listed 2022-07-26, absent 2023-03-29)
Form ADVobserved 4 days ago
Occurred
Jul 26, 2022
Control person left
Kristine Monique Horton (Chief Compliance Officer) no longer on Schedule A of Abbott Capital Management Llc (listed 2022-03-25, absent 2022-07-26)
Form ADVobserved 4 days ago
Occurred
Nov 24, 2021
Control person joined
Jobst Klemme (Owner) appeared on Schedule A of Abbott Capital Management Llc
Form ADVobserved 4 days ago
Occurred
Mar 29, 2021
Control person left
Jan Kathryn Stokel (Chief Operating Officer/Member) no longer on Schedule A of Abbott Capital Management Llc (listed 2020-08-31, absent 2021-03-29)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2020
Control person joined
Kristine Monique Horton (Chief Compliance Officer) appeared on Schedule A of Abbott Capital Management Llc
Form ADVobserved 4 days ago
Occurred
Jan 23, 2019
Control person left
Susan Kimberly Berliner (Chief Compliance Officer) no longer on Schedule A of Abbott Capital Management Llc (listed 2018-07-25, absent 2019-01-23)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7166d36-03b5-bf11-389e-99fa6fe389ba
First observed: Mar 30, 2012
Last observed: Jul 16, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ABBOTT CAPITAL MANAGEMENT LLC

CRD 106332

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b7166d36-03b5-bf11-389e-99fa6fe389ba

Data as of Jul 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:53 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PRAIRIE STATE OPPORTUNITIES FUND, LLC

Private Equity Fund

$603M

Jul 19, 2024

Mar 28, 2024

reported

n/a

ABBOTT SECONDARY OPPORTUNITIES II, L.P.

Private Equity Fund

$468M

Jul 19, 2024

Mar 29, 2021

reported

021-359359

WRS OPPORTUNITIES FUND II, LLC

Private Equity Fund

$443M

Jul 19, 2024

Mar 28, 2024

reported

n/a

WRS OPPORTUNITIES FUND, LLC

Private Equity Fund

$429M

Jul 19, 2024

Mar 28, 2024

reported

n/a

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2017(A), L.P.

Private Equity Fund

$407M

Jul 19, 2024

Mar 5, 2018

reported

021-289666

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2023, L.P.

Private Equity Fund

$383M

Jul 19, 2024

Mar 29, 2023

reported

021-467466

WRS OPPORTUNITIES FUND III, LLC

Private Equity Fund

$369M

Jul 19, 2024

Mar 28, 2024

reported

n/a

ABBOTT CAPITAL PRIVATE EQUITY FUND VI, L.P.

Private Equity Fund

$343M

Jul 19, 2024

Mar 30, 2012

reported

021-116705

ABBOTT SELECT EM II, LP

Private Equity Fund

$303M

Jul 19, 2024

Mar 28, 2024

reported

n/a

ABBOTT CAPITAL PRIVATE EQUITY FUND VII, L.P.

Private Equity Fund

$286M

Jul 19, 2024

Mar 29, 2014

reported

021-195103

ABBOTT SECONDARY OPPORTUNITIES III, L.P.

Private Equity Fund

$258M

Jul 19, 2024

Mar 28, 2024

reported

021-485333

ABBOTT SELECT EM BUYOUTS, L.P.

Private Equity Fund

$232M

Jul 19, 2024

Mar 28, 2024

reported

n/a

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2020 (A), L.P.

Private Equity Fund

$231M

Jul 19, 2024

Mar 29, 2021

reported

021-369909

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2016, L.P.

Private Equity Fund

$213M

Jul 19, 2024

Mar 30, 2017

reported

021-256159

ABBOTT SELECT BUYOUTS FUND III (A), L.P.

Private Equity Fund

$182M

Jul 19, 2024

Mar 29, 2014

reported

021-208493

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2019, L.P.

Private Equity Fund

$174M

Jul 19, 2024

Mar 29, 2019

reported

021-328651

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2021, L.P.

Private Equity Fund

$157M

Jul 19, 2024

Mar 29, 2021

reported

021-383434

ABBOTT SECONDARY OPPORTUNITIES, L.P.

Private Equity Fund

$114M

Jul 19, 2024

Mar 30, 2017

reported

021-259088

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2017, L.P.

Private Equity Fund

$107M

Jul 19, 2024

Mar 5, 2018

reported

021-279243

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2015, L.P.

Private Equity Fund

$87.8M

Jul 19, 2024

Mar 25, 2016

reported

021-234498

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2014, L.P.

Private Equity Fund

$86.3M

Jul 19, 2024

Mar 29, 2014

reported

021-207533

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2020, L.P.

Private Equity Fund

$78.7M

Jul 19, 2024

Mar 26, 2020

reported

021-355941

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2012, L.P.

Private Equity Fund

$78.1M

Jul 19, 2024

Mar 28, 2013

reported

021-178115

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2013, L.P.

Private Equity Fund

$75.8M

Jul 19, 2024

Mar 28, 2013

reported

021-190489

ABBOTT SELECT BUYOUTS FUND III, L.P.

Private Equity Fund

$73.9M

Jul 19, 2024

Mar 29, 2014

reported

021-207853

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HORNBY, MARY, TERESA

CHIEF LEGAL OFFICER/MEMBER AND CHIEF COMPLIANCE OFFICER

yes

01/2005

Mar 30, 2012

Jul 19, 2024

KLEMME, JOBST, ALBRECHT

Owner

yes

02/2021

Nov 24, 2021

Jul 19, 2024

LEE, YOUNG, NMN

Member

yes

01/2015

Mar 31, 2015

Jul 19, 2024

MALONEY, TIMOTHY, WILLIAM

Member

yes

01/2010

Mar 30, 2012

Jul 19, 2024

MASSEY, LAUREN, MARIE

Member

yes

01/2000

Mar 30, 2012

Jul 19, 2024

PANGBURN, LEONARD, CHARLES

PRESIDENT/MEMBER

yes

01/2017

Mar 25, 2016

Jul 19, 2024

PARZIALE, PAOLO, NMN

CHIEF FINANCIAL OFFICER/MEMBER

yes

01/2010

Mar 30, 2012

Jul 19, 2024

RERISI, MEREDITH, LEIGH

Member

yes

01/2006

Mar 30, 2012

Jul 19, 2024

SMITH, MATTHEW, MICHAEL

Member

yes

01/2006

Mar 30, 2012

Jul 19, 2024

TUBIANA, JONATHAN, CLEMENT MENAHEM

Member

yes

01/2024

Jan 9, 2024

Jul 19, 2024

WITT, WOLF, NMN

Member

yes

01/2023

Mar 29, 2023

Jul 19, 2024

HELD, RAYMOND, LEONARD

Member

07/1987

Mar 30, 2012

Jul 19, 2024

LANGFELD, INC.

Member

10/2021

Nov 24, 2021

Jul 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ABBOTT CAPITAL PRIVATE EQUITY PARTNERS V, L.P.

n/a

ABBOTT CAPITAL PRIVATE EQUITY PARTNERS VI, L.P.

n/a

ABBOTT CAPITAL PRIVATE EQUITY CO-INVESTMENT GP, L.P.

n/a

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2007, L.P.

n/a

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2008, L.P.

n/a

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2009, L.P.

n/a

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2010, L.P.

n/a

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2011, L.P.

n/a

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2012, L.P.

n/a

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2013, L.P.

n/a

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2014, L.P.

n/a

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2015, L.P.

n/a

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2016, L.P.

n/a

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2017, LP

n/a

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2018, LP

n/a

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2019, LP

n/a

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2020, L.P.

n/a

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2021, L.P.

n/a

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2022, L.P.

n/a

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2023, L.P.

n/a

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2024, L.P.

n/a

ABBOTT CAPITAL PRIVATE EQUITY PARTNERS VII, L.P.

n/a

ABBOTT CAPITAL SELECT BUYOUTS PARTNERS II, L.P.

n/a

ABBOTT CAPITAL SELECT BUYOUTS PARTNERS III, L.P.

n/a

ABBOTT CAPITAL SELECT BUYOUTS PARTNERS, L.P.

n/a

ABBOTT SECONDARY INVESTORS GP II, L.P.

n/a

ABBOTT SECONDARY INVESTORS GP III, L.P.

n/a

ABBOTT SECONDARY INVESTORS GP, L.P.

n/a

ABBOTT SECONDARY OPPORTUNITIES SPV GP, LLC

n/a

ABBOTT SELECT EM BUYOUTS GP, L.P.

n/a

ABBOTT SELECT EM GP II, LP

n/a

ASVF GP, LLC

n/a

PRAIRIE STATE OPPORTUNITIES MANAGER, LLC

n/a

City

State

Country

Employees

Also broker-dealer

London

n/a

United Kingdom

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$15B

n/a

2024

Mar 27, 2025

$15B

$14B

n/a

2023

Mar 28, 2024

$14B

$6.5B

2022

Mar 29, 2023

$14B

$13B

$3.8B

2021

Mar 25, 2022

$14B

$4.5B

2020

Mar 29, 2021

$11B

$3.8B

2019

Mar 26, 2020

$9.2B

$3.4B

2018

Mar 29, 2019

$9.5B

$8.9B

$3.5B

2017

Mar 5, 2018

$8.8B

$8.3B

$3.9B

2016

Mar 30, 2017

$7.8B

$7.7B

n/a

$3.7B

2015

Mar 25, 2016

$7.4B

$7.3B

n/a

$3.6B

2014

Mar 31, 2015

$7.5B

$7.4B

n/a

$3.9B

2013

Mar 29, 2014

$7.9B

$7.8B

n/a

$2.2B

2012

Mar 28, 2013

$7.6B

$7.5B

n/a

$2.0B

2011

Mar 30, 2012

$7.1B

$7.0B

n/a

$1.8B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$16B

$15B

3.3%

$14B

4.6%