J••• Y•••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Las Vegas, NV | TUCSON, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b71cb680-50eb-2c00-432e-780521001c0b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 11, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 9, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jul 12, 2022	n/a	yes	TUCSON, AZ\|Las Vegas, NV\|Las Vegas, NV	Current employment
M••••• S••••••	Wirehouse	Apr 3, 2017	Jul 28, 2022	no	Las Vegas, NV\|Las Vegas, NV\|Las Vegas, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	A••••••••• F•••••••• S•••••••• L••	Jul 28, 2022	Jul 12, 2022	-16	Firm change	Wirehouse to ibd
W•••• F•••• A•••••••	M••••• S••••••	Apr 5, 2017	Apr 3, 2017

Relationships

Registered with (5)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 12, 2022 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Apr 3, 2017 to Jul 28, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 23, 2011 to Apr 5, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Jul 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b71cb680-50eb-2c00-432e-780521001c0b
First observed: Apr 11, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.