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RIA / WealthAdvisor24 years in industry

ARTHUR JOHN THIELEN

Advisor at THIELEN CAPITAL CORPORATION

LADERA RANCH, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 16, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THIELEN CAPITAL CORPORATION
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 26, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 26, 2002
First registration: Sep 16, 2003
Dual registered: no
Other names: ARTHUR JOHN THIELEN
IAPD individual key: 4525121

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THIELEN CAPITAL CORPORATION	Independent wealth	Jan 1, 2026	n/a	yes	LADERA RANCH, CA	Current employment
ADAPTIVE WEALTH ENGINEERING	Independent wealth	Dec 1, 2011	Jan 31, 2014	no	LAS VEGAS, NV	Previous registration
EVOLVE INVESTMENT ADVISORS	n/a	Mar 25, 2010	Dec 21, 2010	no	AUSTIN, TX	Previous registration
EVOLVE SECURITIES, INC.	n/a	Sep 14, 2006	Dec 31, 2010	no	TUCSON, AZ\|DALLAS, TX\|TUCSON, AZ\|HUNTINGTON BEACH, CA\|CORONA DEL MAR, CA	Previous registration
PATHWAYS FINANCIAL PARTNERS,INC.	Former SEC adviser	Sep 16, 2003	Nov 30, 2011	no	TUCSON, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADAPTIVE WEALTH ENGINEERING	THIELEN CAPITAL CORPORATION	Jan 31, 2014	Jan 1, 2026	4,353	Firm change after gap	Other
PATHWAYS FINANCIAL PARTNERS,INC.	EVOLVE SECURITIES, INC.	Nov 30, 2011	Sep 14, 2006	-1,903	Firm change after gap	Other
EVOLVE SECURITIES, INC.	EVOLVE INVESTMENT ADVISORS	Dec 31, 2010	Mar 25, 2010	-281	Firm change after gap	Other
EVOLVE INVESTMENT ADVISORS	ADAPTIVE WEALTH ENGINEERING	Dec 21, 2010	Dec 1, 2011	345	Firm change	Other

Relationships

Registered with (5)

→ THIELEN CAPITAL CORPORATIONRegistered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ ADAPTIVE WEALTH ENGINEERINGRegistered adviserregistration: previous registration
Dec 1, 2011 to Jan 31, 2014factForm ADV
→ PATHWAYS FINANCIAL PARTNERS,INC.Registered adviserregistration: previous registration
Sep 16, 2003 to Nov 30, 2011factForm ADV
→ EVOLVE SECURITIES, INC.Registered adviserregistration: previous registration
Sep 14, 2006 to Dec 31, 2010factForm ADV
→ EVOLVE INVESTMENT ADVISORSRegistered adviserregistration: previous registration
Mar 25, 2010 to Dec 21, 2010factForm ADV

Dated events

No dated event names this entity yet.